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E*TRADE SECURITIES LLC

Company Details

Entity Name: E*TRADE SECURITIES LLC
Jurisdiction: FLORIDA
Filing Type: Foreign Limited Liability Co.
Status: Active
Date Filed: 21 Aug 2002 (22 years ago)
Last Event: LC STMNT OF RA/RO CHG
Event Date Filed: 06 Apr 2021 (4 years ago)
Document Number: M02000002211
FEI/EIN Number 35-2167612
Address: Harborside 2, 200 Hudson Street, Jersey City, NJ, 07311, US
Mail Address: Harborside 2, 200 Hudson Street, Jersey City, NJ, 07311, US
Place of Formation: DELAWARE

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 1200 S PINE ISLAND RD, PLANTATION, FL, 33324

Manager

Name Role Address
Janover James Manager Harborside 2, Jersey City, NJ, 07311
Hennessy Michael Manager Harborside 2, Jersey City, NJ, 07311
Finn Jed Manager Harborside 2, Jersey City, NJ, 07311
Turner Chad Manager Harborside 2, Jersey City, NJ, 07311

ASSI

Name Role Address
Guth Aaron ASSI Harborside 2, Jersey City, NJ, 07311

Events

Event Type Filed Date Value Description
CHANGE OF MAILING ADDRESS 2023-02-22 Harborside 2, 200 Hudson Street, Suite 501, Jersey City, NJ 07311 No data
CHANGE OF PRINCIPAL ADDRESS 2023-02-22 Harborside 2, 200 Hudson Street, Suite 501, Jersey City, NJ 07311 No data
LC STMNT OF RA/RO CHG 2021-04-06 No data No data
REGISTERED AGENT ADDRESS CHANGED 2021-04-06 1200 S PINE ISLAND RD, PLANTATION, FL 33324 No data
REGISTERED AGENT NAME CHANGED 2021-04-06 CT CORPORATION SYSTEM No data
CANCEL ADM DISS/REV 2010-05-04 No data No data
REVOKED FOR ANNUAL REPORT 2009-09-25 No data No data
CANCEL ADM DISS/REV 2007-08-16 No data No data
REVOKED FOR ANNUAL REPORT 2006-09-15 No data No data
REINSTATEMENT 2004-02-24 No data No data

Court Cases

Title Case Number Docket Date Status
KARL CROSS VS E*TRADE SECURITIES, LLC et al. 4D2013-0262 2013-01-23 Closed
Classification NOA Final - Circuit Civil - Other
Court 4th District Court of Appeal
Originating Court Circuit Court for the Seventeenth Judicial Circuit, Broward County
10-45373 25

Parties

Name KARL CROSS
Role Appellant
Status Active
Representations Christopher M. David, FRANCIS MASSABKI
Name FINANCIAL INDUSTRY REGULATORY
Role Appellee
Status Active
Name E*TRADE SECURITIES LLC
Role Appellee
Status Active
Representations Esther E. Galicia, RONALD D. SHINDLER
Name ROBERT RUSSINI
Role Appellee
Status Active
Name Hon. Carol-Lisa Phillips
Role Judge/Judicial Officer
Status Active
Name Clerk - Broward
Role Lower Tribunal Clerk
Status Active

Docket Entries

Docket Date 3333-11-07
Type Misc. Events
Subtype Miscellaneous Docket Entry
Description Miscellaneous Entry/Document ~ **THIS COURT WILL NOT CONSIDER ANY FURTHER MOTIONS TO SUPPLEMENT THE RECORD OR FOR EXTENSION OF TIME FILED BY APPELLANT**
Docket Date 2015-12-17
Type Record
Subtype Returned Records
Description Returned Records
Docket Date 2014-10-24
Type Misc. Events
Subtype West Publishing
Description West Publishing
Docket Date 2014-10-24
Type Mandate
Subtype Mandate
Description Mandate
Docket Date 2014-10-02
Type Order
Subtype Order on Motion For Attorney's Fees
Description Order Granting Attorney Fees-Unconditionally ~ ORDERED that the appellee's motion for attorney's fees filed February 22, 2013, is granted. On remand the trial court shall set the amount of the attorney's fees to be awarded for this appellate case. If a motion for rehearing is filed in this court, then services rendered in connection therewith, including but not limited to preparation of a responsive pleading, shall be taken into account in computing the amount of the fee
Docket Date 2014-10-02
Type Disposition by Opinion
Subtype Affirmed
Description Affirmed - Per Curiam Affirmed
Docket Date 2014-09-30
Type Misc. Events
Subtype Oral Argument Date Set
Description Oral Argument Date Set
Docket Date 2014-07-18
Type Order
Subtype Order on Motion/Request for Oral Argument
Description ORD-Setting Oral Argument ~ Oral Argument Tuesday, September 30, 2014, at 10:00 A.M., 15 minutes per side.
Docket Date 2014-06-23
Type Order
Subtype Order on Motion to Supplement Record
Description Deny Motion to Supplement Record ~ ORDERED that appellant's motion filed June 5, 2014, to expand supplemental record and file a complete expanded appendix is hereby denied.
Docket Date 2014-06-05
Type Notice
Subtype Notice of Filing
Description Notice of Filing ~ CORRECTED CERTIFICATE OF SERVICE FOR MOTION TO EXPAND SUPP. ROA, ETC. (CHANGES SERVICE DATE ONLY)
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2014-06-05
Type Response
Subtype Response
Description Response ~ TO MOTION TO EXPAND SUPP. ROA, ETC.
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2014-06-05
Type Motions Relating to Records
Subtype Motion to Supplement Record
Description Motion To File Supplemental Record ~ *AND* FILE A COMPLETE EXPANDED APPENDIX (DENIED 6/23/14)
On Behalf Of KARL CROSS
Docket Date 2014-06-03
Type Brief
Subtype Reply Brief
Description Appellant's Reply Brief
On Behalf Of KARL CROSS
Docket Date 2014-06-02
Type Motions Relating to Oral Argument
Subtype Motion/Request for Oral Argument
Description Request for Oral Argument ~ AA Francis Massabki 0687901
Docket Date 2014-05-23
Type Notice
Subtype Notice of Agreed Extension of Time - Reply Brief
Description Notice of Agreed Extension - Reply Brief ~ 10 DAYS TO 06/02/14
On Behalf Of KARL CROSS
Docket Date 2014-04-22
Type Notice
Subtype Notice of Agreed Extension of Time - Reply Brief
Description Notice of Agreed Extension - Reply Brief ~ 30 DAYS TO 05/23/14
On Behalf Of KARL CROSS
Docket Date 2014-03-28
Type Notice
Subtype Notice of Agreed Extension of Time - Reply Brief
Description Notice of Agreed Extension - Reply Brief ~ 20 DAYS TO 04/23/14
On Behalf Of KARL CROSS
Docket Date 2014-03-13
Type Record
Subtype Appendix
Description Appendix to Brief ~ TO ANSWER BRIEF
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2014-03-13
Type Brief
Subtype Answer Brief
Description Appellee's Answer Brief
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2014-03-10
Type Motions Relating to Oral Argument
Subtype Motion/Request for Oral Argument
Description Request for Oral Argument ~ AE Esther E. Galicia 0510459
Docket Date 2014-02-05
Type Response
Subtype Response
Description Response ~ TO MOTION FOR ATTORNEY'S FEES
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2014-02-05
Type Order
Subtype Order on Miscellaneous Motion
Description Grant Miscellaneous Motion ~ ORDERED that appellant's unopposed motion filed January 29, 2014, for leave to file response to appellee's fees motion is granted. This Court deems appellant's response to appellee's fees motion filed January 29, 2014, as timely filed.
Docket Date 2014-01-29
Type Response
Subtype Response
Description Response ~ TO MOTION FOR ATTY'S FEES ("NOTICE OF FILING") **DEEMED AS TIMELY FILED-SEE 2/5/14 ORDER**
On Behalf Of KARL CROSS
Docket Date 2014-01-29
Type Motions Other
Subtype Miscellaneous Motion
Description Miscellaneous Motion ~ FOR LEAVE TO FILE RESPONSE TO 2/22/13 MOTION FOR ATTY'S FEES (GRANTED 2/5/14)
On Behalf Of KARL CROSS
Docket Date 2014-01-28
Type Notice
Subtype Notice of Agreed Extension of Time - Answer Brief
Description Notice of Agreed Extension - Answer Brief ~ 30 DAYS TO 03/13/14
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2014-01-24
Type Motions Relating to Attorney Fees/Costs
Subtype Motion For Attorney's Fees
Description Motion For Attorney's Fees ~ DENIED; SEE 10-2-14 ORDER
On Behalf Of KARL CROSS
Docket Date 2013-12-09
Type Notice
Subtype Notice of Agreed Extension of Time - Answer Brief
Description Notice of Agreed Extension - Answer Brief ~ 60 DAYS TO 02/11/14
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-11-18
Type Brief
Subtype Initial Brief
Description Initial Brief on Merits
On Behalf Of KARL CROSS
Docket Date 2013-11-07
Type Order
Subtype Order on Motion to Supplement Record & EOT/Toll Briefing
Description ORD-Allowing Attachment to Record ~ **NFE* ORDERED that the appellant's motion filed October 23, 2013, to supplement record on appeal and for enlargement of time to serve opening brief pending supplementation is granted, and the record is hereby supplemented to include the May 27, 2011 Order on Petition to Confirm Arbitration Award, for Order of Expungement and Award of Attorney's Fees, the October 30, 2012 Transcript of Hearing on Petition to Confirm Arbitration Award and for Award of Attorney's Fees, and the December 18, 2012 Transcript of Evidentiary Hearing to Determine Fees and Costs. Said supplemental record is deemed filed the date of the entry of this order; further, ORDERED that appellant shall serve the initial brief within ten (10) days from the date of the entry of this order. In addition, if the initial brief is not served within the time provided for in this order the above-styled case may be dismissed; further, ORDERED that this Court will not consider any further motions to supplement the record or for extension of time filed by appellant.
Docket Date 2013-11-07
Type Record
Subtype Supplemental Record
Description Supplemental Records ~ (SEE 11/7/13 ORDER)
On Behalf Of KARL CROSS
Docket Date 2013-10-28
Type Response
Subtype Response
Description Response ~ IN OPPOSITION TO MOTION TO SUPP. ROA, ETC.
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-10-23
Type Motions Relating to Records
Subtype Motion to Supplement Record & EOT/Toll Briefing
Description Motion Supplemental Record & Eot For Brief ~ (GRANTED 11/7/13)
On Behalf Of KARL CROSS
Docket Date 2013-09-20
Type Order
Subtype Order on Motion for Extension of Time to Serve Initial Brief
Description Order Granting EOT for Initial Brief ~ ORDERED that appellant's motion filed September 16, 2013, for extension of time is granted, and appellant shall serve the initial brief on or before October 23, 2013. In addition, if the initial brief is not served within the time provided for in this order the above-styled case may be subject to dismissal or the court in its discretion may impose other sanctions.
Docket Date 2013-09-16
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Initial Brief
Description Mot. for Extension of time to file Initial Brief
On Behalf Of KARL CROSS
Docket Date 2013-08-29
Type Order
Subtype Order on Motion for Extension of Time to Serve Initial Brief
Description Order Granting EOT for Initial Brief ~ ORDERED that appellant's motion filed August 27, 2013, for extension of time is granted, and appellant shall serve the initial brief on or before September 23, 2013. In addition, if the initial brief is not served within the time provided for in this order the above-styled case may be subject to dismissal or the court in its discretion may impose other sanctions.
Docket Date 2013-08-28
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Initial Brief
Description Mot. for Extension of time to file Initial Brief
On Behalf Of KARL CROSS
Docket Date 2013-07-18
Type Order
Subtype Order on Motion for Extension of Time to Serve Initial Brief
Description Order Granting EOT for Initial Brief ~ TO 09/02/13
Docket Date 2013-07-15
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Initial Brief
Description Mot. for Extension of time to file Initial Brief
On Behalf Of KARL CROSS
Docket Date 2013-05-31
Type Notice
Subtype Notice of Filing
Description Notice of Filing ~ 5/29/13 FINAL JUDGMENT
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-05-08
Type Record
Subtype Record on Appeal
Description Received Records ~ ONE (1) VOLUME (NO CD REQUIRED)
Docket Date 2013-04-25
Type Order
Subtype Order on Motion for Extension of Time
Description ORD-Granting EOT for Relinquishment of Juris. ~ ORDERED that appellee's (E*Trade Securities, LLC) motion filed April 22, 2013, to extend relinquishment is granted. Relinquishment of jurisdiction to the trial court is hereby continued through and in including June 27, 2013.The appellee shall forward to this court a copy of any order issued during relinquishment. It is further ordered that the appellee shall monitor this proceeding in the trial court. If further time is needed beyond this relinquishment period, it shall be the duty of appellee to request an extension of time by proper motion to this court. This case shall proceed in this court upon expiration of relinquishment unless otherwise notified in writing by the parties.
Docket Date 2013-04-22
Type Motions Extensions
Subtype Motion for Extension of Time
Description Motion for Extension of Time ~ FOR RELINQUISHMENT
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-03-27
Type Order
Subtype Order on Motion to Relinquish Jurisdiction
Description Order Granting Relinquishment of Jurisdiction ~ ORDERED that appellee's (E*Trade Securities, LLC) motion filed February 22, 2013, to dismiss appeal for lack of subject matter jurisdiction is hereby denied; further,ORDERED that appellee's (E*Trade Securities, LLC) motion filed February 22, 2013, to relinquish jurisdiction is granted. Jurisdiction is hereby relinquished to the trial court for sixty (60) days so that the trial court may address and rule upon appellee's January 18, 2013 motion to tax expert witness fees as costs and for entry of final judgment.The appellee shall forward to this court a copy of any order issued during relinquishment. It is further ordered that the appellee shall monitor this proceeding in the trial court. If further time is needed beyond this relinquishment period, it shall be the duty of appellee to request an extension of time by proper motion to this court. This case shall proceed in this court upon expiration of relinquishment unless otherwise notified in writing by the parties.
Docket Date 2013-03-07
Type Response
Subtype Response
Description Response ~ TO MOTION TO DISMISS
On Behalf Of KARL CROSS
Docket Date 2013-02-22
Type Motions Other
Subtype Motion To Dismiss
Description Motion To Dismiss ~ (M) *OR* T -
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-02-22
Type Motions Relating to Attorney Fees/Costs
Subtype Motion For Attorney's Fees
Description Motion For Attorney's Fees
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-02-11
Type Misc. Events
Subtype Docketing Statement
Description Docketing Statement ~ AE Esther E. Galicia 0510459
Docket Date 2013-02-07
Type Notice
Subtype Notice of Appearance
Description Notice of Appearance
On Behalf Of E*TRADE SECURITIES, LLC
Docket Date 2013-01-24
Type Letter
Subtype Acknowledgment Letter
Description Acknowledgment Letter
Docket Date 2013-01-23
Type Misc. Events
Subtype Order Appealed
Description **DNU** order appealed
Docket Date 2013-01-23
Type Notice
Subtype Notice of Appeal
Description Notice of Appeal Filed
On Behalf Of KARL CROSS

Documents

Name Date
ANNUAL REPORT 2024-04-22
ANNUAL REPORT 2023-02-22
ANNUAL REPORT 2022-04-27
ANNUAL REPORT 2021-05-01
CORLCRACHG 2021-04-06
ANNUAL REPORT 2020-04-01
ANNUAL REPORT 2019-01-23
AMENDED ANNUAL REPORT 2018-01-31
ANNUAL REPORT 2018-01-10
ANNUAL REPORT 2017-04-26

Date of last update: 01 Feb 2025

Sources: Florida Department of State