| Entity Name: | MORGAN STANLEY SMITH BARNEY LLC |
| Jurisdiction: | FLORIDA |
| Filing Type: | Foreign Limited Liability Co. |
| Status: |
Active
The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness. |
| Date Filed: | 30 Mar 2009 (16 years ago) |
| Document Number: | M09000001230 |
| FEI/EIN Number |
26-4310844
Federal Employer Identification (FEI) Number assigned by the IRS. |
| Address: | 1585 Broadway, New York, NY, 10036, US |
| Mail Address: | 1585 Broadway, New York, NY, 10036, US |
| Place of Formation: | DELAWARE |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | - |
| Saperstein Andrew | Manager | 1585 Broadway, New York, NY, 10036 |
| Janover James | Manager | 1585 Broadway, New York, NY, 10036 |
| Finn Jed | Manager | 1585 Broadway, New York, NY, 10036 |
| Huneke Benjamin | Manager | 1585 Broadway, New York, NY, 10036 |
| Event Type | Filed Date | Value | Description |
|---|---|---|---|
| CHANGE OF PRINCIPAL ADDRESS | 2023-02-22 | 1585 Broadway, New York, NY 10036 | - |
| CHANGE OF MAILING ADDRESS | 2023-02-22 | 1585 Broadway, New York, NY 10036 | - |
| REGISTERED AGENT NAME CHANGED | 2009-07-31 | C T CORPORATION SYSTEM | - |
| REGISTERED AGENT ADDRESS CHANGED | 2009-07-31 | 1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL 33324 | - |
| Document Number | Status | Case Number | Name of Court | Date of Entry | Expiration Date | Amount Due | Plaintiff |
|---|---|---|---|---|---|---|---|
| J18000143040 | TERMINATED | 2016-CA-9076-O | ORANGE COUNTY CLERK OF COURT | 2017-12-13 | 2023-04-06 | $33,528.88 | BP INVESTMENTS 1, LLC, 108 COMMERCE ST., SUITE 200, LAKE MARY, FL 32746 |
| J10000769239 | TERMINATED | 1000000176857 | LEON | 2010-06-16 | 2030-07-21 | $ 85,148.97 | STATE OF FLORIDA, DEPARTMENT OF REVENUE, OUT OF STATE/CENTRAL COLLECTIONS UNIT, 5050 W TENNESSEE ST, TALLAHASSEE FL323996586 |
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| FEDERICO CARDONA, Appellant v. MORGAN STANLEY SMITH BARNEY, LLC AND MORGAN STANLEY SMITH BARNEY FINANCING, LLC, Appellees. | 6D2024-2775 | 2024-12-31 | Open | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Name | FEDERICO CARDONA |
| Role | Appellant |
| Status | Active |
| Representations | Seth Ian Rubinson |
| Name | MORGAN STANLEY SMITH BARNEY LLC |
| Role | Appellee |
| Status | Active |
| Representations | Ira William Spivey, II, Colin Baker |
| Name | MORGAN STANLEY SMITH BARNEY FINANCING LLC |
| Role | Appellee |
| Status | Active |
| Representations | Ira William Spivey, II, Colin Baker |
| Name | Hon. Chad K. Alvaro |
| Role | Judge/Judicial Officer |
| Status | Active |
| Name | Orange Clerk |
| Role | Lower Tribunal Clerk |
| Status | Active |
Docket Entries
| Docket Date | 2024-12-31 |
| Type | Order |
| Subtype | Order on Filing Fee |
| Description | This appeal has been filed without the filing fee required under section 35.22(2)(a), Florida Statutes. Within twenty days of this order, Appellant shall forward the required $300.00 filing fee or, if applicable, an order or certificate from the lower tribunal finding Appellant indigent. Failure to comply with this order will result in the dismissal of this case. |
| View | View File |
| Docket Date | 2024-12-31 |
| Type | Letter |
| Subtype | Acknowledgment Letter |
| Description | Acknowledgment Letter |
| View | View File |
| Docket Date | 2024-12-31 |
| Type | Notice |
| Subtype | Notice of Appeal |
| Description | Notice of Appeal |
| On Behalf Of | FEDERICO CARDONA |
| View | View File |
| Classification | NOA Non Final - County Civil - Other |
| Court | 4th District Court of Appeal |
| Originating Court |
Circuit Court for the Fifteenth Judicial Circuit, Palm Beach County 2019CC16917, 2020AP68 |
Parties
| Name | PAULINE MALLORY |
| Role | Appellant |
| Status | Active |
| Name | DAVID L. MALLORY |
| Role | Appellant |
| Status | Active |
| Representations | Amy Cuykendall Jones, Alexander R. Allred, Benjamin Hillard |
| Name | MORGAN STANLEY SMITH BARNEY LLC |
| Role | Appellee |
| Status | Active |
| Name | ROBERT BRINCKERHOFF |
| Role | Appellee |
| Status | Active |
| Representations | Neil S. Baritz, Andrew B. Thomson |
| Name | Hon. Edward A. Garrison |
| Role | Judge/Judicial Officer |
| Status | Active |
| Name | Clerk - Palm Beach |
| Role | Lower Tribunal Clerk |
| Status | Active |
Docket Entries
| Docket Date | 2222-01-21 |
| Type | Misc. Events |
| Subtype | Miscellaneous Docket Entry |
| Description | Miscellaneous Entry/Document ~ **NO CI** |
| Docket Date | 2021-07-30 |
| Type | Mandate |
| Subtype | Mandate |
| Description | Mandate |
| Docket Date | 2021-07-08 |
| Type | Disposition by Opinion |
| Subtype | Affirmed |
| Description | Affirmed - Per Curiam Affirmed |
| Docket Date | 2021-03-26 |
| Type | Misc. Events |
| Subtype | West Publishing |
| Description | West Publishing |
| Docket Date | 2021-03-26 |
| Type | Order |
| Subtype | Order on Motion for Rehearing |
| Description | ORD-Denying Rehearing ~ ORDERED that appellee's March 19, 2021 amended motion for rehearing is denied. |
| Docket Date | 2021-03-19 |
| Type | Order |
| Subtype | Order Striking Filing |
| Description | Stricken - No or Noncompliant Cert. of Service ~ ORDERED that appellee’s March 18, 2021 motion is stricken as not in compliance with Florida Rule of Appellate Procedure 9.420(d) in that the certificate of service does not comply in substance with the requirements of Florida Rule of Judicial Administration 2.516(f). |
| Docket Date | 2021-03-19 |
| Type | Post-Disposition Motions |
| Subtype | Motion for Rehearing |
| Description | Motion For Rehearing ~ AMENDED |
| On Behalf Of | ROBERT BRINCKERHOFF |
| Docket Date | 2021-03-18 |
| Type | Post-Disposition Motions |
| Subtype | Motion for Rehearing |
| Description | Motion For Rehearing ~ **STRICKEN** |
| On Behalf Of | ROBERT BRINCKERHOFF |
| Docket Date | 2021-03-03 |
| Type | Opinion |
| Subtype | Non-dispositive |
| Description | Non-dispositive - Per Curiam Opinion ~ ON MOTION TO DISMISS |
| Docket Date | 2021-03-03 |
| Type | Order |
| Subtype | Order |
| Description | ORD-Moot ~ ORDERED that appellants’ February 15, 2021 motion for extension of time to file reply brief is determined to be moot. Reply brief filed February 26, 2021. |
| Docket Date | 2021-02-26 |
| Type | Brief |
| Subtype | Reply Brief |
| Description | Appellant's Reply Brief |
| On Behalf Of | DAVID L. MALLORY |
| Docket Date | 2021-02-15 |
| Type | Motions Extensions |
| Subtype | Motion for Extension of Time to Serve Reply Brief |
| Description | Mot. for Extension of Time to File Reply Brief |
| On Behalf Of | DAVID L. MALLORY |
| Docket Date | 2021-02-08 |
| Type | Notice |
| Subtype | Notice of Related Case or Issue |
| Description | Notice of Similar Case Pending |
| On Behalf Of | DAVID L. MALLORY |
| Docket Date | 2021-01-22 |
| Type | Brief |
| Subtype | Answer Brief |
| Description | Appellee's Answer Brief |
| On Behalf Of | ROBERT BRINCKERHOFF |
| Docket Date | 2021-01-21 |
| Type | Order |
| Subtype | Order |
| Description | Related Case Order - Transfer ~ Upon consideration of the transfer of this case to this court from the circuit court, it is ORDERED that within ten (10) days from the date of this order, the parties shall: (1) ascertain whether there are any cases pending in this court, or any cases which are being transferred to this court from the circuit court, which are related to this case or raise same/similar issue(s); (2) if there are any related cases or cases which raise same/similar issue(s), file with this court a “Notice of Related Cases and/or Same or Similar Issues” which identifies those cases by district court and/or circuit court case number, states how those cases are related or contain same/similar issue(s) to this case, and addresses whether it would be appropriate for this court to consolidate those cases for all purposes or for purposes of assignment to the same panel; and (3) if there are no related cases or cases which raise same/similar issue(s), file a “Notice of Related Cases and/or Same or Similar Issues” which indicates that there are no related cases or cases with the same/similar issue(s).The parties may jointly file a single “Notice of Related Cases and/or Same or Similar Issues” in response to this order. |
| Docket Date | 2021-01-19 |
| Type | Notice |
| Subtype | Circuit Court Appeal Documents |
| Description | Circuit Court Appeal Documents |
| On Behalf Of | Clerk - Palm Beach |
| Docket Date | 2021-01-19 |
| Type | Record |
| Subtype | Record on Appeal |
| Description | Received Records ~ 198 PAGES |
| On Behalf Of | Clerk - Palm Beach |
| Docket Date | 2021-01-19 |
| Type | Misc. Events |
| Subtype | Fee Status |
| Description | NF:Not Required |
| Docket Date | 2021-01-19 |
| Type | Letter |
| Subtype | Acknowledgment Letter |
| Description | Acknowledgment Letter |
| Classification | NOA Non Final - Circuit Civil - Other |
| Court | 3rd District Court of Appeal |
| Originating Court |
Circuit Court for the Eleventh Judicial Circuit, Miami-Dade County 15-17241 |
Parties
| Name | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Role | Appellant |
| Status | Active |
| Representations | CHAD D. HECKMAN, MARTIN B. SIPPLE |
| Name | CARLOS HERNAN FONSECA |
| Role | Appellee |
| Status | Active |
| Representations | SCOTT A. LA PORTA, TIMOTHY L. WARNOCK, MICHAEL S. TAAFFE, SALVADOR M. HERNANDEZ |
| Name | MORGAN STANLEY SMITH BARNEY LLC |
| Role | Appellee |
| Status | Active |
| Name | HON. JOHN W. THORNTON, JR. |
| Role | Judge/Judicial Officer |
| Status | Active |
| Name | Miami-Dade Clerk |
| Role | Lower Tribunal Clerk |
| Status | Active |
Docket Entries
| Docket Date | 2016-11-10 |
| Type | Misc. Events |
| Subtype | West Publishing |
| Description | West Publishing |
| Docket Date | 2016-11-10 |
| Type | Mandate |
| Subtype | Mandate |
| Description | Mandate |
| Docket Date | 2016-10-19 |
| Type | Order |
| Subtype | Order on Motion For Attorney's Fees |
| Description | Attorney Fees Granted (OG47) ~ Upon consideration of appellant's motion for conditional award of appellate attorneys' fees against appellee Carlos Hernan Fonseca, it is ordered that said motion is conditionally granted and remanded to the trial court to fix amount. Appellee Carlos Hernan Fonseca's cross-motion for conditional award of appellate attorneys' fees against appellant is hereby denied. |
| Docket Date | 2016-10-19 |
| Type | Disposition by Opinion |
| Subtype | Reversed |
| Description | Reversed - Authored Opinion ~ and Remanded. |
| Docket Date | 2016-09-13 |
| Type | Misc. Events |
| Subtype | Oral Argument Date Set |
| Description | Oral Argument Date Set ~ 3rd DCA |
| Docket Date | 2016-09-02 |
| Type | Order |
| Subtype | Order Dispensing with Oral Argument |
| Description | Considered w/o Oral Argument (OR52) ~ This cause is removed from the oral argument calendar of Tuesday, September 13, 2016. The Court will consider the case without oral argument. WELLS, SHEPHERD and SALTER, JJ., concur. |
| Docket Date | 2016-07-05 |
| Type | Notice |
| Subtype | Notice of Oral Argument |
| Description | ORAL ARGUMENT RECEIPT ~ AE MICHAEL S. TAAFFE 490318 |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-06-24 |
| Type | Misc. Events |
| Subtype | Miscellaneous Docket Entry |
| Description | Miscellaneous Docket Entry ~ receipt of notice of hearing on the oral argument calendar |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-06-22 |
| Type | Misc. Events |
| Subtype | Miscellaneous Docket Entry |
| Description | Miscellaneous Docket Entry ~ receipt of notice of hearing on the oral argument calendar |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-06-14 |
| Type | Notice |
| Subtype | Notice of Oral Argument |
| Description | Notice of Oral Argument |
| Docket Date | 2016-06-08 |
| Type | Response |
| Subtype | Response |
| Description | RESPONSE ~ in opposition to AA's motion for conditional award of attorneys' fees and cross-motion for conditional award of appellate attorneys' fees. |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-06-02 |
| Type | Motions Relating to Attorney Fees/Costs |
| Subtype | Motion For Attorney's Fees |
| Description | Motion For Attorney's Fees |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-06-02 |
| Type | Brief |
| Subtype | Reply Brief |
| Description | Appellant's Reply Brief |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-06-02 |
| Type | Motions Relating to Oral Argument |
| Subtype | Motion/Request for Oral Argument |
| Description | Request for Oral Argument |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-05-24 |
| Type | Order |
| Subtype | Order on Motion for Extension of Time |
| Description | Clerk's notice granting eot (CLKEX) ~ RB-10 days to 6/2/16 |
| Docket Date | 2016-05-23 |
| Type | Motions Extensions |
| Subtype | Motion for Extension of Time to Serve Reply Brief |
| Description | Mot. for Extension of Time to File Reply Brief |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-04-28 |
| Type | Brief |
| Subtype | Answer Brief |
| Description | Appellee's Answer Brief |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-04-14 |
| Type | Order |
| Subtype | Order on Motion for Extension of Time |
| Description | Clerk's notice granting eot (CLKEX) ~ AB-13 days to 4/28/16 |
| Docket Date | 2016-04-13 |
| Type | Motions Extensions |
| Subtype | Motion for Extension of Time to Serve Answer Brief |
| Description | Mot. for Extension of time to file Answer Brief |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-03-29 |
| Type | Order |
| Subtype | Order on Motion for Extension of Time |
| Description | Clerk's notice granting eot (CLKEX) ~ AB-16 days to 4/15/16 |
| Docket Date | 2016-03-28 |
| Type | Notice |
| Subtype | Notice of Appearance |
| Description | Notice of Appearance |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-03-28 |
| Type | Motions Extensions |
| Subtype | Motion for Extension of Time to Serve Answer Brief |
| Description | Mot. for Extension of time to file Answer Brief |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-03-11 |
| Type | Order |
| Subtype | Order on Motion to Appear Pro Hac Vice |
| Description | Pro hac vice motion granted (OG45) ~ Upon consideration, Salvador M. Hernandez, Esquire's motion to appear pro hac vice on behalf of appellee Morgan Stanley Smith Barney, LLC is hereby granted as stated in the motion. Salvador M. Hernandez shall pay the required one hundred ($100.00) dollar fee within ten (10) days from the date of this order. |
| Docket Date | 2016-03-10 |
| Type | Record |
| Subtype | Appendix |
| Description | Appendix |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-03-10 |
| Type | Brief |
| Subtype | Initial Brief |
| Description | Initial Brief on Merits |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-03-08 |
| Type | Notice |
| Subtype | Notice of Appearance |
| Description | Notice of Appearance |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-03-08 |
| Type | Motions Other |
| Subtype | Miscellaneous Motion |
| Description | Miscellaneous Motion ~ for admission to appear Pro Hac Vice. |
| On Behalf Of | CARLOS HERNAN FONSECA |
| Docket Date | 2016-02-17 |
| Type | Order |
| Subtype | Order on Motion for Extension of Time to Serve Initial Brief |
| Description | Extension Granted for Initial Brief (OGO3) ~ Appellant¿s motion for an extension of time to file the initial brief is granted to and including March 10, 2016. |
| Docket Date | 2016-02-16 |
| Type | Motions Extensions |
| Subtype | Motion for Extension of Time to Serve Initial Brief |
| Description | Mot. for Extension of time to file Initial Brief |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-02-01 |
| Type | Motions Extensions |
| Subtype | Motion for Extension of Time to Serve Initial Brief |
| Description | Mot. for Extension of time to file Initial Brief |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-02-01 |
| Type | Order |
| Subtype | Order on Motion for Extension of Time |
| Description | Clerk's notice granting eot (CLKEX) ~ IB-15 days to 2/19/16. |
| Docket Date | 2016-01-26 |
| Type | Notice |
| Subtype | Notice of Appeal Transmittal Form |
| Description | Notice of Transmittal--NOA |
| On Behalf Of | AMERICAN AIRLINES FEDERAL CREDIT UNION |
| Docket Date | 2016-01-26 |
| Type | Letter |
| Subtype | Acknowledgment Letter |
| Description | Acknowledgment Letter ~ Acknowledgment of new case with attachments. |
| Docket Date | 2016-01-26 |
| Type | Misc. Events |
| Subtype | Fee Status |
| Description | A3:Paid In Full - $300 |
| Name | Date |
|---|---|
| ANNUAL REPORT | 2024-04-22 |
| ANNUAL REPORT | 2023-02-22 |
| ANNUAL REPORT | 2022-03-30 |
| ANNUAL REPORT | 2021-04-30 |
| ANNUAL REPORT | 2020-06-16 |
| ANNUAL REPORT | 2019-04-08 |
| ANNUAL REPORT | 2018-04-16 |
| ANNUAL REPORT | 2017-04-20 |
| ANNUAL REPORT | 2016-04-08 |
| ANNUAL REPORT | 2015-04-17 |
Date of last update: 01 Apr 2025
Sources: Florida Department of State
