| Entity Name: | FIRST ALLIED SECURITIES, INC. |
| Jurisdiction: | FLORIDA |
| Filing Type: | Foreign Profit |
| Status: |
Inactive
The business entity is inactive. This status may signal operational issues or voluntary closure, raising concerns about the business's ability to repay loans and requiring careful risk assessment by lenders. |
| Date Filed: | 25 Aug 1995 (30 years ago) |
| Branch of: | FIRST ALLIED SECURITIES, INC., NEW YORK (Company Number 1714349) |
| Date of dissolution: | 04 Apr 2023 (2 years ago) |
| Last Event: | WITHDRAWAL |
| Event Date Filed: | 04 Apr 2023 (2 years ago) |
| Document Number: | F95000006081 |
| FEI/EIN Number |
113152836
Federal Employer Identification (FEI) Number assigned by the IRS. |
| Address: | 655 W BROADWAY, 11TH FL, SAN DIEGO, CA, 92101, US |
| Mail Address: | CETERA FINANCIAL GROUP, LEGAL DEPT, 2301 ROSECRANS AVE, SUITE 5100, EL SEGUNDO, CA, 90245, US |
| Place of Formation: | NEW YORK |
| Name | Role | Address |
|---|---|---|
| HARRISON BRETT | Director | 2301 ROSECRANS AVE, EL SEGUNDO, CA, 90245 |
| NEARY JOSEPH | Director | 2301 ROSECRANS AVE, EL SEGUNDO, CA, 90245 |
| TAYLOR THOMAS | Director | 2301 ROSECRANS AVE, EL SEGUNDO, CA, 90245 |
| CHAFFIN GARY | Officer | 2301 ROSECRANS AVE, EL SEGUNDO, CA, 90245 |
| IYENGAR JANANI | Treasurer | 2301 ROSECRANS AVE, EL SEGUNDO, CA, 90245 |
| GOK LISA | Secretary | 2301 ROSECRANS AVE, EL SEGUNDO, CA, 90245 |
| Event Type | Filed Date | Value | Description |
|---|---|---|---|
| WITHDRAWAL | 2023-04-04 | - | - |
| CHANGE OF MAILING ADDRESS | 2023-04-04 | 655 W BROADWAY, 11TH FL, SAN DIEGO, CA 92101 | - |
| REGISTERED AGENT CHANGED | 2023-04-04 | REGISTERED AGENT REVOKED | - |
| CHANGE OF PRINCIPAL ADDRESS | 2022-03-15 | 655 W BROADWAY, 11TH FL, SAN DIEGO, CA 92101 | - |
| REINSTATEMENT | 2006-02-10 | - | - |
| REVOKED FOR ANNUAL REPORT | 2005-09-16 | - | - |
| REINSTATEMENT | 2004-10-15 | - | - |
| REVOKED FOR ANNUAL REPORT | 2003-09-19 | - | - |
| REINSTATEMENT | 1999-09-15 | - | - |
| REVOKED FOR ANNUAL REPORT | 1998-10-16 | - | - |
| Name | Date |
|---|---|
| Withdrawal | 2023-04-04 |
| ANNUAL REPORT | 2023-03-29 |
| ANNUAL REPORT | 2022-03-15 |
| ANNUAL REPORT | 2021-04-23 |
| ANNUAL REPORT | 2020-04-30 |
| ANNUAL REPORT | 2019-04-25 |
| Reg. Agent Change | 2018-11-08 |
| ANNUAL REPORT | 2018-04-20 |
| ANNUAL REPORT | 2017-04-25 |
| ANNUAL REPORT | 2016-04-26 |
Date of last update: 01 Apr 2025
Sources: Florida Department of State
