| Entity Name: | SUMMIT BROKERAGE SERVICES, INC. |
| Jurisdiction: | FLORIDA |
| Filing Type: |
Domestic Profit
SUMMIT BROKERAGE SERVICES, INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act. |
| Status: |
Active
The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness. |
| Date Filed: | 03 Sep 1993 (32 years ago) |
| Last Event: | CORPORATE MERGER |
| Event Date Filed: | 30 Dec 2019 (5 years ago) |
| Document Number: | P93000062813 |
| FEI/EIN Number |
593202578
Federal Employer Identification (FEI) Number assigned by the IRS. |
| Address: | 2301 ROSECRANS AVE, El Segundo, CA, 90245, US |
| Mail Address: | 2301 ROSECRANS AVE, El Segundo, CA, 90245, US |
| Place of Formation: | FLORIDA |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | SUMMIT BROKERAGE SERVICES, INC., NEW YORK | 919449 | NEW YORK |
| Headquarter of | SUMMIT BROKERAGE SERVICES, INC., NEW YORK | 2149113 | NEW YORK |
| Headquarter of | SUMMIT BROKERAGE SERVICES, INC., NEW YORK | 2149373 | NEW YORK |
| Headquarter of | SUMMIT BROKERAGE SERVICES, INC., NEW YORK | 2327336 | NEW YORK |
| Headquarter of | SUMMIT BROKERAGE SERVICES, INC., NEW YORK | 2777369 | NEW YORK |
| Headquarter of | SUMMIT BROKERAGE SERVICES, INC., NEW YORK | 2882128 | NEW YORK |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 910800 | 595 SOUTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432 | 595 S. FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432 | 561-338-2626 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-19
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2018-03-19 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-20
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2017-03-20 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-04-15
| Form type | FOCUSN |
| File number | 008-46310 |
| Filing date | 2016-04-15 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-04-15
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2016-04-15 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-06-14
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2011-06-14 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-02
| Form type | X-17A-5/A |
| File number | 008-46310 |
| Filing date | 2011-03-02 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-02
| Form type | X-17A-5/A |
| File number | 008-46310 |
| Filing date | 2010-03-02 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-25
| Form type | X-17A-5/A |
| File number | 008-46310 |
| Filing date | 2005-03-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-04-20
| Form type | X-17A-5/A |
| File number | 008-46310 |
| Filing date | 2004-04-20 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-05-09
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2003-05-09 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-29
| Form type | X-17A-5 |
| File number | 008-46310 |
| Filing date | 2002-03-29 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900G2LJJ0YJVV6908 | P93000062813 | US-FL | GENERAL | ACTIVE | - | |||||||||||||||||||
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| Legal | c/o CT Corporate System, 1200 S Pine Island Rd, Plantation, US-FL, US, 33324 |
| Headquarters | 595 South Federal Highway, Suite 500, Boca Raton, US-FL, US, 33432 |
Registration details
| Registration Date | 2018-07-25 |
| Last Update | 2022-05-05 |
| Status | LAPSED |
| Next Renewal | 2019-07-25 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | P93000062813 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SUMMIT BROKERAGE SERVICES INC 401 K PROFIT SHARING PLAN TRUST | 2015 | 593202578 | 2016-12-29 | SUMMIT BROKERAGE SERVICES INC | 79 | |||||||||||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2016-12-29 |
| Name of individual signing | STEVEN JACOBS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 S FEDERAL HWY STE 500, BOCA RATON, FL, 334325542 |
Signature of
| Role | Plan administrator |
| Date | 2016-07-27 |
| Name of individual signing | STEVE JACOBS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 S FEDERAL HWY STE 500, BOCA RATON, FL, 334325542 |
Signature of
| Role | Plan administrator |
| Date | 2015-07-30 |
| Name of individual signing | STEVE JACOBS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 S FEDERAL HWY STE 500, BOCA RATON, FL, 334325542 |
Signature of
| Role | Plan administrator |
| Date | 2014-07-29 |
| Name of individual signing | STEVE JACOBS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 S FEDERAL HWY STE 500, BOCA RATON, FL, 334325542 |
Signature of
| Role | Plan administrator |
| Date | 2013-07-31 |
| Name of individual signing | SUMMIT BROKERAGE SERVICES INC |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 S FEDERAL HWY, SUITE 500, BOCA RATON, FL, 33432 |
Plan administrator’s name and address
| Administrator’s EIN | 593202578 |
| Plan administrator’s name | SUMMIT BROKERAGE SERVICES INC |
| Plan administrator’s address | 595 S FEDERAL HWY, SUITE 500, BOCA RATON, FL, 33432 |
| Administrator’s telephone number | 5613382764 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-31 |
| Name of individual signing | SUMMIT BROKERAGE SERVICES INC |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 S FEDERAL HWY, SUITE 500, BOCA RATON, FL, 33432 |
Plan administrator’s name and address
| Administrator’s EIN | 593202578 |
| Plan administrator’s name | SUMMIT BROKERAGE SERVICES INC |
| Plan administrator’s address | 595 S FEDERAL HWY, SUITE 500, BOCA RATON, FL, 33432 |
| Administrator’s telephone number | 5613382764 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-27 |
| Name of individual signing | SUMMIT BROKERAGE SERVICES INC |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 5613382764 |
| Plan sponsor’s address | 595 SOUTH FEDERAL HWY, SUITE 500, BOCA RATON, FL, 33432 |
Plan administrator’s name and address
| Administrator’s EIN | 593202578 |
| Plan administrator’s name | SUMMIT BROKERAGE SERVICES INC |
| Plan administrator’s address | 595 SOUTH FEDERAL HWY, SUITE 500, BOCA RATON, FL, 33432 |
| Administrator’s telephone number | 5613382764 |
Signature of
| Role | Plan administrator |
| Date | 2010-08-02 |
| Name of individual signing | SUMMIT BROKERAGE SERVICES INC |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| Taylor Thomas B | President | 200 N. Pacific Coast Hwy, El Segundo, CA, 90245 |
| Gooley Thomas | Director | 2301 ROSECRANS AVE, El Segundo, CA, 90245 |
| Neary Joseph D | Director | 12th Floor 655 W. Broadway,, San Diego, CA, 92101 |
| SHORES KEITH | Treasurer | 2301 ROSECRANS AVE, El Segundo, CA, 90245 |
| GOK LISA | Secretary | 2301 ROSECRANS AVE, El Segundo, CA, 90245 |
| CORPORATION SERVICE COMPANY | Agent | - |
| Registration Number | Fictitious Name | Status | Filed Date | Expiration Date | Cancellation Date | Mailing Address |
|---|---|---|---|---|---|---|
| G09020900343 | SBS FINANCIAL ADVISORS, INC. | EXPIRED | 2009-01-20 | 2014-12-31 | - | 980 N FEDERAL HWY STE 310, BOCA RATON, FL, 33432 |
| Event Type | Filed Date | Value | Description |
|---|---|---|---|
| CHANGE OF MAILING ADDRESS | 2024-04-26 | 2301 ROSECRANS AVE, Suite 5100, El Segundo, CA 90245 | - |
| CHANGE OF PRINCIPAL ADDRESS | 2024-04-26 | 2301 ROSECRANS AVE, Suite 5100, El Segundo, CA 90245 | - |
| MERGER | 2019-12-30 | - | CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 300000200033 |
| REGISTERED AGENT ADDRESS CHANGED | 2018-11-08 | 1201 HAYS STREET, TALLAHASSEE, FL 32301-2525 | - |
| REGISTERED AGENT NAME CHANGED | 2018-11-08 | CORPORATION SERVICE COMPANY | - |
| MERGER | 2004-02-27 | - | CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 500000048365 |
| AMENDMENT | 2004-02-27 | - | - |
| AMENDMENT | 2003-04-09 | - | - |
| AMENDMENT | 2002-08-28 | - | - |
| AMENDMENT | 2002-08-12 | - | - |
| Name | Date |
|---|---|
| ANNUAL REPORT | 2024-04-26 |
| ANNUAL REPORT | 2023-03-29 |
| ANNUAL REPORT | 2022-03-15 |
| ANNUAL REPORT | 2021-04-23 |
| ANNUAL REPORT | 2020-01-07 |
| Merger | 2019-12-30 |
| ANNUAL REPORT | 2019-04-22 |
| Reg. Agent Change | 2018-11-08 |
| ANNUAL REPORT | 2018-04-05 |
| ANNUAL REPORT | 2017-04-06 |
Date of last update: 01 Mar 2025
Sources: Florida Department of State
