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SUMMIT BROKERAGE SERVICES, INC. - Florida Company Profile

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Company Details

Entity Name: SUMMIT BROKERAGE SERVICES, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit

SUMMIT BROKERAGE SERVICES, INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act.

Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 03 Sep 1993 (32 years ago)
Last Event: CORPORATE MERGER
Event Date Filed: 30 Dec 2019 (5 years ago)
Document Number: P93000062813
FEI/EIN Number 593202578

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: 2301 ROSECRANS AVE, El Segundo, CA, 90245, US
Mail Address: 2301 ROSECRANS AVE, El Segundo, CA, 90245, US
Place of Formation: FLORIDA

Links between entities

Type:
Headquarter of
Company Number:
919449
State:
NEW YORK
Type:
Headquarter of
Company Number:
2149113
State:
NEW YORK
Type:
Headquarter of
Company Number:
2149373
State:
NEW YORK
Type:
Headquarter of
Company Number:
2327336
State:
NEW YORK
Type:
Headquarter of
Company Number:
2777369
State:
NEW YORK
Type:
Headquarter of
Company Number:
2882128
State:
NEW YORK

Key Officers & Management

Name Role Address
Neary Joseph D Director 12th Floor 655 W. Broadway,, San Diego, CA, 92101
SHORES KEITH Treasurer 2301 ROSECRANS AVE, El Segundo, CA, 90245
GOK LISA Secretary 2301 ROSECRANS AVE, El Segundo, CA, 90245
Taylor Thomas B President 200 N. Pacific Coast Hwy, El Segundo, CA, 90245
Gooley Thomas Director 2301 ROSECRANS AVE, El Segundo, CA, 90245
CORPORATION SERVICE COMPANY Agent -

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000910800
Phone:
561-338-2626

Latest Filings

Form type:
X-17A-5
File number:
008-46310
Filing date:
2019-03-01
File:
Form type:
X-17A-5
File number:
008-46310
Filing date:
2018-03-19
File:
Form type:
X-17A-5
File number:
008-46310
Filing date:
2017-03-20
File:
Form type:
FOCUSN
File number:
008-46310
Filing date:
2016-04-15
File:
Form type:
X-17A-5
File number:
008-46310
Filing date:
2016-04-15
File:

Legal Entity Identifier

LEI Number:
254900G2LJJ0YJVV6908

Registration Details:

Initial Registration Date:
2018-07-25
Next Renewal Date:
2019-07-25
Registration Status:
LAPSED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
593202578
Plan Year:
2015
Number Of Participants:
79
Sponsors Telephone Number:
Plan Year:
2015
Number Of Participants:
92
Sponsors Telephone Number:
Plan Year:
2014
Number Of Participants:
91
Sponsors Telephone Number:
Plan Year:
2013
Number Of Participants:
94
Sponsors Telephone Number:
Plan Year:
2012
Number Of Participants:
90
Sponsors Telephone Number:

Fictitious Names

Registration Number Fictitious Name Status Filed Date Expiration Date Cancellation Date Mailing Address
G09020900343 SBS FINANCIAL ADVISORS, INC. EXPIRED 2009-01-20 2014-12-31 - 980 N FEDERAL HWY STE 310, BOCA RATON, FL, 33432

Events

Event Type Filed Date Value Description
VOLUNTARY DISSOLUTION 2025-05-05 - -
CHANGE OF MAILING ADDRESS 2024-04-26 2301 ROSECRANS AVE, Suite 5100, El Segundo, CA 90245 -
CHANGE OF PRINCIPAL ADDRESS 2024-04-26 2301 ROSECRANS AVE, Suite 5100, El Segundo, CA 90245 -
MERGER 2019-12-30 - CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 300000200033
REGISTERED AGENT ADDRESS CHANGED 2018-11-08 1201 HAYS STREET, TALLAHASSEE, FL 32301-2525 -
REGISTERED AGENT NAME CHANGED 2018-11-08 CORPORATION SERVICE COMPANY -
MERGER 2004-02-27 - CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 500000048365
AMENDMENT 2004-02-27 - -
AMENDMENT 2003-04-09 - -
AMENDMENT 2002-08-28 - -

Documents

Name Date
ANNUAL REPORT 2024-04-26
ANNUAL REPORT 2023-03-29
ANNUAL REPORT 2022-03-15
ANNUAL REPORT 2021-04-23
ANNUAL REPORT 2020-01-07
Merger 2019-12-30
ANNUAL REPORT 2019-04-22
Reg. Agent Change 2018-11-08
ANNUAL REPORT 2018-04-05
ANNUAL REPORT 2017-04-06

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Date of last update: 01 Jun 2025

Sources: Florida Department of State