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KOVACK SECURITIES INC. - Florida Company Profile

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Company Details

Entity Name: KOVACK SECURITIES INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit

KOVACK SECURITIES INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act.

Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 23 Apr 1997 (28 years ago)
Last Event: AMENDMENT
Event Date Filed: 23 Dec 2008 (17 years ago)
Document Number: P97000036482
FEI/EIN Number 650747270

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: 6451 N FEDERAL HWY, STE 1201, FT LAUDERDALE, FL, 33308, US
Mail Address: 6451 N FEDERAL HWY, STE 1201, FT LAUDERDALE, FL, 33308, US
ZIP code: 33308
County: Broward
Place of Formation: FLORIDA

Links between entities

Type:
Headquarter of
Company Number:
1387955
State:
MISSISSIPPI
MISSISSIPPI profile:
Type:
Headquarter of
Company Number:
000-913-936
State:
ALABAMA
Type:
Headquarter of
Company Number:
2917030
State:
NEW YORK
Type:
Headquarter of
Company Number:
2365177
State:
NEW YORK
Type:
Headquarter of
Company Number:
477368ae-8ad4-e011-a886-001ec94ffe7f
State:
MINNESOTA
Type:
Headquarter of
Company Number:
0547995
State:
KENTUCKY
Type:
Headquarter of
Company Number:
633870
State:
IDAHO

Key Officers & Management

Name Role Address
KOVACK BRIAN J Chief Executive Officer 6451 N Federal Hwy, FORT LAUDERDALE, FL, 33308
Kovack Brian Agent 6451 N Federal Hwy, FT. LAUDERDALE, FL, 33308

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001056451
Phone:
954-670-0620

Latest Filings

Form type:
X-17A-5
File number:
008-50847
Filing date:
2025-02-28
File:
Form type:
X-17A-5
File number:
008-50847
Filing date:
2024-02-29
File:
Form type:
X-17A-5
File number:
008-50847
Filing date:
2023-02-28
File:
Form type:
X-17A-5
File number:
008-50847
Filing date:
2022-02-28
File:
Form type:
X-17A-5
File number:
008-50847
Filing date:
2021-03-01
File:

Legal Entity Identifier

LEI Number:
25490070RG17Z4I70I82

Registration Details:

Initial Registration Date:
2017-12-01
Next Renewal Date:
2018-12-01
Registration Status:
LAPSED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
650747270
Plan Year:
2009
Number Of Participants:
24
Sponsors Telephone Number:

Events

Event Type Filed Date Value Description
REGISTERED AGENT NAME CHANGED 2021-01-07 Kovack, Brian -
REGISTERED AGENT ADDRESS CHANGED 2016-01-28 6451 N Federal Hwy, Suite 1201, FT. LAUDERDALE, FL 33308 -
AMENDMENT 2008-12-23 - -
CHANGE OF PRINCIPAL ADDRESS 2002-04-19 6451 N FEDERAL HWY, STE 1201, FT LAUDERDALE, FL 33308 -
CHANGE OF MAILING ADDRESS 2002-04-19 6451 N FEDERAL HWY, STE 1201, FT LAUDERDALE, FL 33308 -
AMENDMENT 2001-04-06 - -
AMENDMENT 2000-12-15 - -

Court Cases

Title Case Number Docket Date Status
KOVACK SECURITIES, INC. VS CATHERINE REGISTER GIBSON 4D2013-0390 2013-02-05 Closed
Classification NOA Final - Circuit Civil - Other
Court 4th District Court of Appeal
Originating Court Circuit Court for the Fifteenth Judicial Circuit, Palm Beach County
502012CA000178XXXXMB

Parties

Name KOVACK SECURITIES INC.
Role Appellant
Status Active
Representations Todd A. Zuckerbrod
Name CATHERINE REGISTER GIBSON
Role Appellee
Status Active
Representations Benjamin Lee Alexander
Name Hon. Meenu Sasser
Role Judge/Judicial Officer
Status Active
Name Clerk - Palm Beach
Role Lower Tribunal Clerk
Status Active

Docket Entries

Docket Date 2013-12-12
Type Notice
Subtype Notice of Agreed Extension of Time - Reply Brief
Description Notice of Agreed Extension - Reply Brief ~ 20 DAYS TO 12/30/13
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2015-12-17
Type Record
Subtype Returned Records
Description Returned Records
Docket Date 2014-11-07
Type Misc. Events
Subtype West Publishing
Description West Publishing
Docket Date 2014-11-07
Type Mandate
Subtype Mandate
Description Mandate
Docket Date 2014-10-16
Type Order
Subtype Order on Motion For Attorney's Fees
Description Order Granting Attorney Fees-Unconditionally ~ ORDERED that the appellee's motion for attorney's fees filed November 20, 2013, is granted. On remand the trial court shall set the amount of the attorney's fees to be awarded for this appellate case. If a motion for rehearing is filed in this court, then services rendered in connection therewith, including but not limited to preparation of a responsive pleading, shall be taken into account in computing the amount of the fee
Docket Date 2014-10-16
Type Disposition by Opinion
Subtype Affirmed
Description Affirmed - Per Curiam Affirmed
Docket Date 2014-09-30
Type Notice
Subtype Amended Notice of Appeal
Description Amended Notice of Appeal ~ CERT. COPY FILED 9/29/14
Docket Date 2014-09-29
Type Misc. Events
Subtype Miscellaneous Trial Court Order
Description **DNU** ORD-From Circuit Court ~ PER DOBRICK ORDER
Docket Date 2014-09-02
Type Order
Subtype Order to File Response re Jurisdiction
Description Aplnt to Obtain Final Order-Per Dobrick ~ It appearing that the order to which the Notice of Appeal is directed is a non-appealable, non-final order, appellant shall have thirty (30) days in which to obtain a final order pursuant to section 682.15, Florida Statutes (2013), and to file a copy thereof in this court. Failure to do so will result in sua sponte dismissal of the appeal. An amended notice of appeal shall be filed in the lower court. See Fla. R. App. P. 9.110(l); Dobrick v. Discovery Cruises, Inc., 581 So. 2d 645 (Fla. 4th DCA 1991). ORDERED that the trial court is specifically authorized, pursuant to Fla. R. App. P. 9.600(b), upon appropriate application, to enter a final order in these proceedings.
Docket Date 2014-02-28
Type Brief
Subtype Reply Brief
Description Appellant's Reply Brief
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2014-02-28
Type Motions Relating to Attorney Fees/Costs
Subtype Motion For Attorney's Fees
Description Motion For Attorney's Fees ~ DENIED; SEE 10-16-14 ORDER
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2014-02-28
Type Order
Subtype Order on Motion to Supplement Record & EOT/Toll Briefing
Description ORD-Allowing Attachment to Record ~ ORDERED that the appellant's motion filed February 26, 2014, to supplement the record is granted, and the record is hereby supplemented to include the July 16, 2013, Means of Final Disposition.
Docket Date 2014-02-26
Type Record
Subtype Supplemental Record
Description Supplemental Records
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2014-02-26
Type Motions Relating to Records
Subtype Motion to Supplement Record
Description Motion To File Supplemental Record
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2014-01-27
Type Order
Subtype Order on Motion for Extension of Time to Serve Reply Brief
Description Order Granting EOT for Appellant's Reply Brief ~ ORDERED that appellant's motion filed January 17, 2014, and amended motion filed January 21, 2014, for extension of time are granted, and appellant shall serve the reply brief within thirty (30) days from the date of the entry of this order. In addition, if the reply brief is served after the time provided for in this order said brief may be stricken.
Docket Date 2014-01-21
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Reply Brief
Description Mot. for Extension of Time to File Reply Brief ~ *AMENDED*
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2014-01-17
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Reply Brief
Description Mot. for Extension of Time to File Reply Brief
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-12-30
Type Notice
Subtype Notice of Agreed Extension of Time - Reply Brief
Description Notice of Agreed Extension - Reply Brief ~ 20 DAYS TO 01/19/14
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-11-20
Type Motions Relating to Attorney Fees/Costs
Subtype Motion For Attorney's Fees
Description Motion For Attorney's Fees
On Behalf Of CATHERINE REGISTER GIBSON
Docket Date 2013-11-20
Type Brief
Subtype Answer Brief
Description Appellee's Answer Brief
On Behalf Of CATHERINE REGISTER GIBSON
Docket Date 2013-10-21
Type Order
Subtype Order on Motion for Extension of Time to Serve Answer Brief
Description Order Granting EOT for Answer Brief ~ ORDERED that appellee's motion filed October 18, 2013, for extension of time is granted, and appellee shall serve the answer brief on or before November 20, 2013. In addition, appellee is notified that the failure to serve the brief within the time provided herein may foreclose appellee's right to file a brief or otherwise participate in this appeal.
Docket Date 2013-10-18
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Answer Brief
Description Mot. for Extension of time to file Answer Brief
On Behalf Of CATHERINE REGISTER GIBSON
Docket Date 2013-09-24
Type Order
Subtype Order on Motion for Extension of Time to Serve Answer Brief
Description Order Granting EOT for Answer Brief ~ ORDERED that appellee's motion filed September 19, 2013, for extension of time is granted, and appellee shall serve the answer brief on or before October 21, 2013. In addition, appellee is notified that the failure to serve the brief within the time provided herein may foreclose appellee's right to file a brief or otherwise participate in this appeal.
Docket Date 2013-09-19
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Answer Brief
Description Mot. for Extension of time to file Answer Brief
On Behalf Of CATHERINE REGISTER GIBSON
Docket Date 2013-08-30
Type Brief
Subtype Initial Brief
Description Initial Brief on Merits
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-08-29
Type Order
Subtype Order on Motion to Supplement Record & EOT/Toll Briefing
Description ORD-Allowing Attachment to Record ~ ORDERED that the appellant's motion filed August 26, 2013, to supplement the record is granted, and the record is hereby supplemented to include:A. August 1, 2012, email from Appellant's counsel to Judge Sasser providing Motion to Vacate attached; B. August 6, 2012, email from Appellant's counsel to Judge Sasser re: motion should not be sent to judge until set for hearing; C. September 3, 2012, letter from Appellant's counsel to Judge Sasser referencing hearing on Motion to Vacate scheduled for October 17, 2012; D. October 2, 2012, letter from Appellant's counsel to Judge Sasser referencing hearing on Motion to Vacate scheduled for October 17, 2012, and resending proposed Order setting hearing; E. October 10, 2012, emailed letter from Appellant's counsel to Judge Sasser referencing the Motion to Vacate sent August 1, 2012, and providing proof of mailing and email;F. October 11, 2012, email from trial court to Appellant's counsel informing Appellant's counsel that Motion to Vacate had not been filed with clerk of court and October 17, 2012, hearing on that motion will not go forward.
Docket Date 2013-08-27
Type Record
Subtype Supplemental Record
Description Supplemental Records ~ **e**
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-08-26
Type Motions Relating to Records
Subtype Motion to Supplement Record
Description Motion To File Supplemental Record
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-08-01
Type Order
Subtype Order on Motion for Extension of Time to Serve Initial Brief
Description Order Granting EOT for Initial Brief ~ ORDERED that appellant's unopposed motion filed July 26, 2013, for extension of time is granted, and appellant shall serve the initial brief on or before August 29, 2013. In addition, if the initial brief is not served within the time provided for in this order the above-styled case may be subject to dismissal or the court in its discretion may impose other sanctions.
Docket Date 2013-07-26
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Initial Brief
Description Mot. for Extension of time to file Initial Brief ~ (GRANTED 8/1/13)
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-06-26
Type Notice
Subtype Notice of Agreed Extension of Time - Initial Brief
Description Notice of Agreed Extension - Initial Brief ~ 20 DAYS TO 07/30/13
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-05-23
Type Notice
Subtype Notice of Agreed Extension of Time - Initial Brief
Description Notice of Agreed Extension - Initial Brief ~ 30 DAYS TO 07/10/13
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-05-20
Type Record
Subtype Record on Appeal
Description Received Records ~ ONE (1) VOLUME (NO CD REQUIRED)
Docket Date 2013-05-07
Type Notice
Subtype Notice of Agreed Extension of Time - Initial Brief
Description Notice of Agreed Extension - Initial Brief ~ 30 DAYS TO 06/10/13
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-04-12
Type Order
Subtype Order on Motion for Extension of Time to Serve Initial Brief
Description Order Granting EOT for Initial Brief ~ ORDERED that appellant's motion filed April 10, 2013, for extension of time is granted, and appellant shall serve the initial brief on or before May 10, 2013. In addition, if the initial brief is not served within the time provided for in this order the above-styled case may be subject to dismissal or the court in its discretion may impose other sanctions.
Docket Date 2013-04-10
Type Motions Extensions
Subtype Motion for Extension of Time to Serve Initial Brief
Description Mot. for Extension of time to file Initial Brief
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-04-08
Type Order
Subtype Order on Motion for Reinstatement
Description ORD-Reinstatement ~ ORDERED that the appellant's motion filed April 1, 2013, for reinstatement is granted, and the above-styled appeal is hereby reinstated.
Docket Date 2013-04-01
Type Post-Disposition Motions
Subtype Motion For Reinstatement
Description Motion For Reinstatement
On Behalf Of KOVACK SECURITIES, INC.
Docket Date 2013-03-21
Type Disposition by Order
Subtype Dismissed
Description ORD-Sua Sponte Dismiss-No Filing Fee ~ ORDERED sua sponte, the above-styled appeal is hereby dismissed for nonpayment of the $300.00 filing fee.
Docket Date 2013-03-21
Type Disposition
Subtype Dismissed
Description Dismissed - Order by Clerk ~ REINSTATED 4-8-13
Docket Date 2013-02-07
Type Order
Subtype Order on Filing Fee
Description ORD-Pay Filing Fee-Civil Appeal
Docket Date 2013-02-06
Type Letter
Subtype Acknowledgment Letter
Description Acknowledgment Letter
Docket Date 2013-02-05
Type Misc. Events
Subtype Fee Status
Description A3:Paid In Full - $300
Docket Date 2013-02-05
Type Notice
Subtype Notice of Appeal
Description Notice of Appeal Filed
On Behalf Of KOVACK SECURITIES, INC.

Documents

Name Date
ANNUAL REPORT 2025-01-06
ANNUAL REPORT 2024-01-03
ANNUAL REPORT 2023-01-06
ANNUAL REPORT 2022-01-03
ANNUAL REPORT 2021-01-07
ANNUAL REPORT 2020-01-03
ANNUAL REPORT 2019-01-09
ANNUAL REPORT 2018-01-14
ANNUAL REPORT 2017-01-11
ANNUAL REPORT 2016-01-28

USAspending Awards / Financial Assistance

Date:
2020-04-11
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
714200.00
Total Face Value Of Loan:
714300.00

Paycheck Protection Program

Date Approved:
2020-04-10
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
714200
Current Approval Amount:
714300
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
722494.61

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Date of last update: 01 Jun 2025

Sources: Florida Department of State