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FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. - Florida Company Profile

Company Details

Entity Name: FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC.
Jurisdiction: FLORIDA
Filing Type: Foreign Non-Profit
Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 04 Apr 1988 (37 years ago)
Last Event: NAME CHANGE AMENDMENT
Event Date Filed: 07 Aug 2007 (18 years ago)
Document Number: P18691
FEI/EIN Number 530088710

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: 1700 K STREET, NW, WASHINGTON, DC, 20006, US
Mail Address: 1700 K STREET, NW, WASHINGTON, DC, 20006, US
Place of Formation: DELAWARE

Key Officers & Management

Name Role Address
TAFARA ETHIOPIS F Director Multilateral Investment Guarantee Agency, WASHINGTON, DC, 20436
DRUMMOND LANCE F Director 14263 NOLEN LANE, CHARLOTTE, NC, 28277
NAGENGAST JAMES D Director Securities America, Inc, LA VISTA, NE, 68128
COOK ROBERT W Chief Executive Officer 1700 K STREET, NW, WASHINGTON, DC, 20006
PIERCE PAIGE W Director Apartment 435 Bley Investment Group, Inc.,, Fort Worth, TX, 76109
BUSETTE CAMILLE M Director Brooking Institution, WASHINGTON, DC, 20036
CORPORATION SERVICE COMPANY Agent -

Events

Event Type Filed Date Value Description
CHANGE OF PRINCIPAL ADDRESS 2024-04-21 1700 K STREET, NW, WASHINGTON, DC 20006 -
CHANGE OF MAILING ADDRESS 2024-04-21 1700 K STREET, NW, WASHINGTON, DC 20006 -
REGISTERED AGENT NAME CHANGED 2015-01-09 CORPORATION SERVICE COMPANY -
REGISTERED AGENT ADDRESS CHANGED 2015-01-09 1201 HAYS STREET, TALLAHASSEE, FL 32301-2525 -
NAME CHANGE AMENDMENT 2007-08-07 FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. -

Documents

Name Date
ANNUAL REPORT 2024-04-21
ANNUAL REPORT 2023-04-24
ANNUAL REPORT 2022-04-22
ANNUAL REPORT 2021-04-28
ANNUAL REPORT 2020-02-07
ANNUAL REPORT 2019-04-29
ANNUAL REPORT 2018-04-24
ANNUAL REPORT 2017-04-26
ANNUAL REPORT 2016-04-29
ANNUAL REPORT 2015-05-01

Date of last update: 01 Apr 2025

Sources: Florida Department of State