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  5. UPPER MOHAWK, INC.

UPPER MOHAWK, INC. - Florida Company Profile

Company Details

Entity Name: UPPER MOHAWK, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit

UPPER MOHAWK, INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act.
Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 15 Aug 2011 (14 years ago)
Document Number: P11000073136
FEI/EIN Number 341768166

Federal Employer Identification (FEI) Number assigned by the IRS.
Address: 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796
Mail Address: 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796
ZIP code: 32796
County: Brevard
Place of Formation: FLORIDA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
UPPER MOHAWK, INC. 401(K) PLAN 2023 341768166 2024-09-09 UPPER MOHAWK, INC. 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2022 341768166 2023-10-16 UPPER MOHAWK, INC. 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2021 341768166 2022-10-06 UPPER MOHAWK, INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2020 341768166 2021-07-29 UPPER MOHAWK, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2019 341768166 2020-08-05 UPPER MOHAWK, INC. 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2018 341768166 2019-04-11 UPPER MOHAWK, INC. 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2017 341768166 2018-05-15 UPPER MOHAWK, INC. 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2016 341768166 2017-03-27 UPPER MOHAWK, INC. 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2015 341768166 2016-04-05 UPPER MOHAWK, INC. 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796
UPPER MOHAWK, INC. 401(K) PLAN 2014 341768166 2015-04-15 UPPER MOHAWK, INC. 46
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 541600
Sponsor’s telephone number 3212696939
Plan sponsor’s address 410 INDIAN RIVER AVENUE, TITUSVILLE, FL, 32796

Key Officers & Management

Name Role Address
BARNES KENNETH G Seni 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796
BARNES PATRICIA A Chief Executive Officer 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796
Hicks Charlotte Boar 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796
Hicks Charlotte Agent 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796

Events

Event Type Filed Date Value Description
REGISTERED AGENT NAME CHANGED 2020-01-15 Hicks, Charlotte -

Documents

Name Date
ANNUAL REPORT 2025-02-05
ANNUAL REPORT 2024-02-08
ANNUAL REPORT 2023-02-08
ANNUAL REPORT 2022-04-13
ANNUAL REPORT 2021-02-07
ANNUAL REPORT 2020-01-15
ANNUAL REPORT 2019-01-24
AMENDED ANNUAL REPORT 2018-09-10
AMENDED ANNUAL REPORT 2018-04-05
ANNUAL REPORT 2018-01-19

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6695277106 2020-04-14 0455 PPP 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796-3512
Loan Status Date 2021-01-09
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 306000
Loan Approval Amount (current) 306000
Undisbursed Amount 0
Franchise Name -
Lender Location ID 44449
Servicing Lender Name PNC Bank, National Association
Servicing Lender Address 222 Delaware Ave, WILMINGTON, DE, 19801-1621
Rural or Urban Indicator U
Hubzone Y
LMI Y
Business Age Description Existing or more than 2 years old
Project Address TITUSVILLE, BREVARD, FL, 32796-3512
Project Congressional District FL-08
Number of Employees 20
NAICS code 541611
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Subchapter S Corporation
Originating Lender ID 44449
Originating Lender Name PNC Bank, National Association
Originating Lender Address WILMINGTON, DE
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 308074
Forgiveness Paid Date 2020-12-17

U.S. Small Business Administration Profile

Status User ID Name of Firm Trade Name UEI Address
Active P0909912 UPPER MOHAWK, INC. - PHHWWNN1TRT5 410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796-3512
Capabilities Statement Link https://certify.sba.gov/capabilities/PHHWWNN1TRT5
Phone Number 321-269-6939
Fax Number 321-385-1586
E-mail Address pbarnes@uppermohawkinc.com
WWW Page http://www.uppermohawkinc.com
E-Commerce Website http://www.uppermohawkinc.com
Contact Person PATRICIA BARNES
County Code (3 digit) 009
Congressional District 08
Metropolitan Statistical Area 4900
CAGE Code 4WTS1
Year Established 1988
Accepts Government Credit Card Yes
Legal Structure Subchapter S Corporation
Ownership and Self-Certifications Self-Certified Small Disadvantaged Business, Women-Owned Small Business, Woman Owned
Business Development Servicing Office SOUTH FLORIDA DISTRICT OFFICE (SBA office code 0455)
Capabilities Narrative Founded in 1988, UMI is a Native American and Women-owned and operated Small Disadvantaged Business which successfully graduated from the SBA’s 8(a) Business Development Program in May 2009. We have held a GSA Financial and Business Solutions 520-13 schedule since April 2010. Our services include Financial Management, Historical Accounting, Cost Analysis, Cost Estimating,Project Management, Records Preservation, Records Research, Curriculum Development and Training, Administrative Support, Technical Support, and Data Entry.
Special Equipment/Materials UMI is accredited as an Authorized Provider of Continuing Education Credits by the International Association for Continuing Education and Training (IACET). IACET complies with the American National Standards Institute (ANSI)/IACET 1-2018 Standard for Continuing Education and Training which is recognized internationally as a standard of good practice.
Business Type Percentages Service (100 %)
Keywords Financial Management, GSA FABS 520-13, Historical Accounting, Forensic Accounting, Project Management, Contract Management, Data Management, Records Research, Records Preservation, Training, Curriculum Development, IACET Accredited Provider, Computer Programming, IT Services, Technical Data, Data mining, Product Lifecycle Management, Legacy Data Systems Transitioning for USAF, Administrative Support, Network Services, Native-American Owned, Woman owned.
Quality Assurance Standards (none given)
Electronic Data Interchange capable -

Current Principals
Name Patricia A. Barnes
Role CEO

SBA Federal Certifications
SBA 8(a) Case Number 105917
SBA 8(a) Entrance Date 2000-05-10
SBA 8(a) Exit Date 2010-05-17
HUBZone Certified No
Women Owned Certified Yes
Women Owned Pending No
Economically Disadvantaged Women Owned Certified No
Economically Disadvantaged Women Owned Pending No
Veteran-Owned Small Business Certified No
Veteran-Owned Small Business Joint Venture No
Service-Disabled Veteran-Owned Small Business Certified No
Service-Disabled Veteran-Owned Small Business Joint Venture No

Bonding Levels
Description Construction Bonding Level (per contract)
Level $0
Description Construction Bonding Level (aggregate)
Level $0
Description Service Bonding Level (per contract)
Level $0
Description Service Bonding Level (aggregate)
Level $0

NAICS Codes with Size Determinations by NAICS
Primary Yes
Code 541611
NAICS Code's Description Administrative Management and General Management Consulting Services
Buy Green Yes
Code 513130
NAICS Code's Description Book Publishers
Buy Green Yes
Code 519210
NAICS Code's Description Libraries and Archives
Buy Green Yes
Code 541219
NAICS Code's Description Other Accounting Services
Buy Green Yes
Code 541511
NAICS Code's Description Custom Computer Programming Services
Buy Green Yes
Code 541512
NAICS Code's Description Computer Systems Design Services
Buy Green Yes
Code 541519
NAICS Code's Description Other Computer Related ServicesGeneral $30.00m Small Business Size Standard: [Yes]Special 150 Employees Information Technology Value Added Resellers: [Yes] (4)
Buy Green Yes
Code 541618
NAICS Code's Description Other Management Consulting Services
Buy Green Yes
Code 561110
NAICS Code's Description Office Administrative Services
Buy Green Yes
Code 611430
NAICS Code's Description Professional and Management Development Training
Buy Green Yes
Code 611710
NAICS Code's Description Educational Support Services
Buy Green Yes

Export Profile (Trade Mission Online)
Exporter No
Export Business Activities (none given)
Exporting to (none given)
Desired Export Business Relationships (none given)
Description of Export Objective(s) (none given)

Performance History (References)
Name Dept of Interior Office of Historical Trust Accounting
Contract GS23F0045W/D13PD0125
Start 2013-07-23
End 2017-01-22
Value $8,568,933.
Contact Jason Bruno
Phone 202-327-5300
Name Dept. of Interior Office of Trust Records/ Records Preservation Project
Contract D12PX00327
Start 2009-07-15
End 2018-03-18
Value 188,900.
Contact Mary Harjo
Phone 913-956-2609
Name GSA FABS 520 13
Contract GS-23F-0045W
Start 2010-04-13
End 2020-04-12
Value 1,000,000
Contact Mary Brinkley
Phone 202-273-4905
Name Northrop Grumman Technical Services at DoD Robins Air Logistics/Technical Data
Contract GWRNER-11-004
Start 2009-12-15
End 2020-09-09
Value $2,574,056
Contact Brad Richcreek
Phone 478-222-4698
Name GE Aircraft Engines Audit Services
Contract PO 800094836
Start 2005-01-01
End 2015-07-30
Value $950,000
Contact Greg Tobergate
Phone 513-672-3970
Name Bureau of Indian Affairs Fiscal Funding Stream Assessment
Contract A14PC00266
Start 2014-09-19
End 2015-01-22
Value $378,197.00
Contact Jeanette Hanna
Phone 202-208-6031
Name Warner Robins Air Logtistics Center Financial Management and Accounting Support
Contract FA8501-060C-0062
Start 2006-09-30
End 2009-09-29
Value $1,500,000.00
Contact James Katsekis
Phone 478-926-1797

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Hicks Charlotte

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Companies related by address

410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796

NATIVE SOLUTIONS, INC.

410 INDIAN RIVER AVE, TITUSVILLE, FL, 32796

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Date of last update: 02 Mar 2025

Sources: Florida Department of State

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