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  5. DAWSON JAMES SECURITIES, INC.

DAWSON JAMES SECURITIES, INC. - Florida Company Profile

Headquarter

Company Details

Entity Name: DAWSON JAMES SECURITIES, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit

DAWSON JAMES SECURITIES, INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act.
Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 30 Jul 2002 (23 years ago)
Last Event: AMENDMENT
Event Date Filed: 03 Nov 2020 (4 years ago)
Document Number: P02000082359
FEI/EIN Number 200161722

Federal Employer Identification (FEI) Number assigned by the IRS.
Address: 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US
Mail Address: 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US
ZIP code: 33432
County: Palm Beach
Place of Formation: FLORIDA

Links between entities

Type Company Name Company Number State
Headquarter of DAWSON JAMES SECURITIES, INC., NEW YORK 3990102 NEW YORK
Headquarter of DAWSON JAMES SECURITIES, INC., NEW YORK 3104748 NEW YORK

Central Index Key

CIK number Mailing Address Business Address Phone
1279559 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432 561-391-5555

Filings since 2024-03-01
Form type X-17A-5
File number 008-66367
Filing date 2024-03-01
Reporting date 2023-12-31
File View File

Filings since 2024-02-28
Form type FOCUSN
File number 008-66367
Filing date 2024-02-28
Reporting date 2023-12-31
File View File

Filings since 2024-02-14
Form type FOCUSN
File number 008-66367
Filing date 2024-02-14
Reporting date 2020-12-31
File View File

Filings since 2024-02-14
Form type X-17A-5
File number 008-66367
Filing date 2024-02-14
Reporting date 2020-12-31
File View File

Filings since 2023-02-28
Form type FOCUSN
File number 008-66367
Filing date 2023-02-28
Reporting date 2022-12-31
File View File

Filings since 2023-02-28
Form type X-17A-5
File number 008-66367
Filing date 2023-02-28
Reporting date 2022-12-31
File View File

Filings since 2022-02-28
Form type X-17A-5
File number 008-66367
Filing date 2022-02-28
Reporting date 2021-12-31
File View File

Filings since 2022-02-28
Form type FOCUSN
File number 008-66367
Filing date 2022-02-28
Reporting date 2021-12-31
File View File

Filings since 2020-03-02
Form type FOCUSN
File number 008-66367
Filing date 2020-03-02
Reporting date 2019-12-31
File View File

Filings since 2020-02-28
Form type X-17A-5
File number 008-66367
Filing date 2020-02-28
Reporting date 2019-12-31
File View File

Filings since 2019-04-15
Form type D
File number 021-337338
Filing date 2019-04-15
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Filings since 2019-02-27
Form type FOCUSN
File number 008-66367
Filing date 2019-02-27
Reporting date 2018-12-31
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Filings since 2019-02-27
Form type X-17A-5
File number 008-66367
Filing date 2019-02-27
Reporting date 2018-12-31
File View File

Filings since 2018-03-01
Form type X-17A-5
File number 008-66367
Filing date 2018-03-01
Reporting date 2017-12-31
File View File

Filings since 2018-02-28
Form type FOCUSN
File number 008-66367
Filing date 2018-02-28
Reporting date 2017-12-31
File View File

Filings since 2017-09-25
Form type D
File number 021-295353
Filing date 2017-09-25
File View File

Filings since 2017-03-01
Form type FOCUSN
File number 008-66367
Filing date 2017-03-01
Reporting date 2016-12-31
File View File

Filings since 2017-03-01
Form type X-17A-5
File number 008-66367
Filing date 2017-03-01
Reporting date 2016-12-31
File View File

Filings since 2016-02-26
Form type X-17A-5
File number 008-66367
Filing date 2016-02-26
Reporting date 2015-12-31
File View File

Filings since 2016-02-26
Form type FOCUSN
File number 008-66367
Filing date 2016-02-26
Reporting date 2015-12-31
File View File

Filings since 2015-02-27
Form type FOCUSN
File number 008-66367
Filing date 2015-02-27
Reporting date 2014-12-31
File View File

Filings since 2015-02-27
Form type X-17A-5
File number 008-66367
Filing date 2015-02-27
Reporting date 2014-12-31
File View File

Filings since 2014-02-27
Form type FOCUSN
File number 008-66367
Filing date 2014-02-27
Reporting date 2013-12-31
File View File

Filings since 2014-02-27
Form type X-17A-5
File number 008-66367
Filing date 2014-02-27
Reporting date 2013-12-31
File View File

Filings since 2013-05-23
Form type D
File number 021-196945
Filing date 2013-05-23
File View File

Filings since 2013-03-01
Form type FOCUSN
File number 008-66367
Filing date 2013-03-01
Reporting date 2012-12-31
File View File

Filings since 2013-03-01
Form type X-17A-5
File number 008-66367
Filing date 2013-03-01
Reporting date 2012-12-31
File View File

Filings since 2012-02-29
Form type FOCUSN
File number 008-66367
Filing date 2012-02-29
Reporting date 2011-12-31
File View File

Filings since 2012-02-29
Form type X-17A-5
File number 008-66367
Filing date 2012-02-29
Reporting date 2011-12-31
File View File

Filings since 2011-02-28
Form type FOCUSN
File number 008-66367
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Filings since 2011-02-28
Form type X-17A-5
File number 008-66367
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Filings since 2010-03-01
Form type FOCUSN
File number 008-66367
Filing date 2010-03-01
Reporting date 2009-12-31
File View File

Filings since 2010-03-01
Form type X-17A-5
File number 008-66367
Filing date 2010-03-01
Reporting date 2009-12-31
File View File

Filings since 2009-02-27
Form type X-17A-5
File number 008-66367
Filing date 2009-02-27
Reporting date 2008-12-31
File View File

Filings since 2008-02-29
Form type X-17A-5
File number 008-66367
Filing date 2008-02-29
Reporting date 2007-12-31
File View File

Filings since 2007-02-28
Form type X-17A-5
File number 008-66367
Filing date 2007-02-28
Reporting date 2006-12-31
File View File

Filings since 2006-02-27
Form type X-17A-5
File number 008-66367
Filing date 2006-02-27
Reporting date 2005-12-31
File View File

Filings since 2005-02-23
Form type X-17A-5
File number 008-66367
Filing date 2005-02-23
Reporting date 2004-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DJSI RETIREMENT PLAN 2023 200161722 2024-07-11 DAWSON JAMES SECURITIES, INC. 43
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address 101 N. FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432
DJSI RETIREMENT PLAN 2022 200161722 2023-08-18 DAWSON JAMES SECURITIES, INC. 39
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432
DJSI RETIREMENT PLAN 2021 200161722 2022-08-31 DAWSON JAMES SECURITIES, INC. 48
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432
DJSI RETIREMENT PLAN 2020 200161722 2021-03-30 DAWSON JAMES SECURITIES, INC. 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432
DJSI RETIREMENT PLAN 2019 200161722 2020-07-10 DAWSON JAMES SECURITIES, INC. 51
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432
DJSI RETIREMENT PLAN 2018 200161722 2019-07-25 DAWSON JAMES SECURITIES, INC. 45
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432

Signature of
Role Plan administrator
Date 2019-07-25
Name of individual signing KEVIN KURTZ
Valid signature Filed with authorized/valid electronic signature
DJSI RETIREMENT PLAN 2017 200161722 2018-07-26 DAWSON JAMES SECURITIES, INC. 64
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432

Signature of
Role Plan administrator
Date 2018-07-26
Name of individual signing KEVIN KURTZ
Valid signature Filed with authorized/valid electronic signature
DJSI RETIREMENT PLAN 2016 200161722 2017-07-28 DAWSON JAMES SECURITIES, INC. 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432

Signature of
Role Plan administrator
Date 2017-07-28
Name of individual signing KEVIN KURTZ
Valid signature Filed with authorized/valid electronic signature
DJSI RETIREMENT PLAN 2015 200161722 2016-07-29 DAWSON JAMES SECURITIES, INC. 71
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432

Signature of
Role Plan administrator
Date 2016-07-29
Name of individual signing KEVIN KURTZ
Valid signature Filed with authorized/valid electronic signature
DJSI RETIREMENT PLAN 2014 200161722 2015-07-17 DAWSON JAMES SECURITIES, INC. 49
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 523110
Sponsor’s telephone number 5613915555
Plan sponsor’s address ONE NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL, 33432

Signature of
Role Plan administrator
Date 2015-07-17
Name of individual signing KEVIN KURTZ
Valid signature Filed with authorized/valid electronic signature

Key Officers & Management

Name Role Address
Stice Gene Chief Financial Officer 101 NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432
KEYSER ROBERT D Director 101 NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432
Palm Law Partners Agent 101 NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432

Events

Event Type Filed Date Value Description
REGISTERED AGENT NAME CHANGED 2024-01-08 Palm Law Partners -
REGISTERED AGENT ADDRESS CHANGED 2021-04-09 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432 -
AMENDMENT 2020-11-03 - -
CHANGE OF MAILING ADDRESS 2020-11-03 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432 -
CHANGE OF PRINCIPAL ADDRESS 2020-11-03 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432 -
AMENDMENT 2019-10-21 - -
AMENDMENT 2019-04-16 - -
AMENDMENT 2017-08-28 - -
AMENDMENT 2013-04-04 - -
AMENDED AND RESTATEDARTICLES 2013-04-04 - -

Documents

Name Date
AMENDED ANNUAL REPORT 2024-12-18
ANNUAL REPORT 2024-01-08
ANNUAL REPORT 2023-04-25
AMENDED ANNUAL REPORT 2022-10-06
ANNUAL REPORT 2022-04-25
ANNUAL REPORT 2021-04-09
Amendment 2020-11-03
ANNUAL REPORT 2020-06-29
Amendment 2019-10-21
ANNUAL REPORT 2019-04-24

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
2328377308 2020-04-29 0455 PPP 1 North Federal Highway Suite 500, BOCA RATON, FL, 33432
Loan Status Date 2021-07-16
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 814752
Loan Approval Amount (current) 814752
Undisbursed Amount 0
Franchise Name -
Lender Location ID 9551
Servicing Lender Name Bank of America, National Association
Servicing Lender Address 100 N Tryon St, Ste 170, CHARLOTTE, NC, 28202-4024
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Unanswered
Project Address BOCA RATON, PALM BEACH, FL, 33432-1401
Project Congressional District FL-23
Number of Employees 41
NAICS code 523120
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 9551
Originating Lender Name Bank of America, National Association
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 823926.33
Forgiveness Paid Date 2021-06-17

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Palm Law Partners

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Companies related by address

101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US

ARK FINANCIAL SERVICES, INC.

101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US

ARK FINANCIAL SERVICES, INC.

Date of last update: 03 Mar 2025

Sources: Florida Department of State

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