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  5. DAWSON JAMES SECURITIES, INC.

DAWSON JAMES SECURITIES, INC. - Florida Company Profile

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Company Details

Entity Name: DAWSON JAMES SECURITIES, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit
Status: Active
Date Filed: 30 Jul 2002 (23 years ago)
Last Event: AMENDMENT
Event Date Filed: 03 Nov 2020 (5 years ago)
Document Number: P02000082359
FEI/EIN Number 200161722
Address: 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US
Mail Address: 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US
ZIP code: 33432
City: Boca Raton
County: Palm Beach
Place of Formation: FLORIDA

Links between entities

Type:
Headquarter of
Company Number:
3990102
State:
NEW YORK
NEW YORK profile:
DAWSON JAMES SECURITIES, INC. (NY)
Type:
Headquarter of
Company Number:
3104748
State:
NEW YORK
NEW YORK profile:
DAWSON JAMES SECURITIES, INC. (NY)

Key Officers & Management

Name Role Address
Stice Gene Chief Financial Officer 101 NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432
KEYSER ROBERT D Director 101 NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432
Palm Law Partners Agent 101 NORTH FEDERAL HIGHWAY, BOCA RATON, FL, 33432

Central Index Key

CIK number:
0001279559
Phone:
561-391-5555
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
X-17A-5
File number:
008-66367
Filing date:
2024-03-01
File:
View File
Form type:
FOCUSN
File number:
008-66367
Filing date:
2024-02-28
File:
View File
Form type:
FOCUSN
File number:
008-66367
Filing date:
2024-02-14
File:
View File
Form type:
X-17A-5
File number:
008-66367
Filing date:
2024-02-14
File:
View File
Form type:
FOCUSN
File number:
008-66367
Filing date:
2023-02-28
File:
View File

Form 5500 Series

Employer Identification Number (EIN):
200161722
Plan Year:
2023
Number Of Participants:
43
Sponsors Telephone Number:
5613915555
File:
View File
Plan Year:
2022
Number Of Participants:
39
Sponsors Telephone Number:
5613915555
File:
View File
Plan Year:
2021
Number Of Participants:
48
Sponsors Telephone Number:
5613915555
File:
View File
Plan Year:
2020
Number Of Participants:
49
Sponsors Telephone Number:
5613915555
File:
View File
Plan Year:
2019
Number Of Participants:
51
Sponsors Telephone Number:
5613915555
File:
View File

Events

Event Type Filed Date Value Description
REGISTERED AGENT NAME CHANGED 2024-01-08 Palm Law Partners -
REGISTERED AGENT ADDRESS CHANGED 2021-04-09 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432 -
AMENDMENT 2020-11-03 - -
CHANGE OF MAILING ADDRESS 2020-11-03 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432 -
CHANGE OF PRINCIPAL ADDRESS 2020-11-03 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432 -
AMENDMENT 2019-10-21 - -
AMENDMENT 2019-04-16 - -
AMENDMENT 2017-08-28 - -
AMENDMENT 2013-04-04 - -
AMENDED AND RESTATEDARTICLES 2013-04-04 - -

Documents

Name Date
AMENDED ANNUAL REPORT 2024-12-18
ANNUAL REPORT 2024-01-08
ANNUAL REPORT 2023-04-25
AMENDED ANNUAL REPORT 2022-10-06
ANNUAL REPORT 2022-04-25
ANNUAL REPORT 2021-04-09
Amendment 2020-11-03
ANNUAL REPORT 2020-06-29
Amendment 2019-10-21
ANNUAL REPORT 2019-04-24

USAspending Awards / Financial Assistance

Date:
2020-04-29
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
814752.00
Total Face Value Of Loan:
814752.00

Trademarks

Serial Number:
86767008
Mark:
DIVERSIFIED INVESTOR OFFERING
Status:
Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2015-09-24
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
DIVERSIFIED INVESTOR OFFERING
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Financial services, namely, raising debt and equity capital for others
First Use:
2011-01-06
International Classes:
036 - Primary Class
Class Status:
SECTION 8 - CANCELLED

Paycheck Protection Program

Jobs Reported:
41
Initial Approval Amount:
$814,752
Date Approved:
2020-04-29
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$814,752
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$823,926.33
Servicing Lender:
Bank of America, National Association
Use of Proceeds:
Payroll: $814,752

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101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US

ARK FINANCIAL SERVICES, INC.
Foreign Profit
ARK FINANCIAL SERVICES, INC., which currently Active, has registered address 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US.
ARK FINANCIAL SERVICES, INC.
Foreign Profit
ARK FINANCIAL SERVICES, INC., which currently Active, has registered address 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US.

101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US

ARK FINANCIAL SERVICES, INC.
Foreign Profit
ARK FINANCIAL SERVICES, INC., which currently Active, has registered address 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US.
ARK FINANCIAL SERVICES, INC.
Foreign Profit
ARK FINANCIAL SERVICES, INC., which currently Active, has registered address 101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL, 33432, US.

Date of last update: 03 Aug 2025

Sources: Florida Department of State

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