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TRADESTATION GROUP, INC. - Florida Company Profile

Company Details

Entity Name: TRADESTATION GROUP, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit

TRADESTATION GROUP, INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act.

Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 18 Jan 2000 (25 years ago)
Last Event: CORPORATE MERGER
Event Date Filed: 05 Mar 2012 (13 years ago)
Document Number: P00000005603
FEI/EIN Number 650977576

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: THE TRADESTATION BUILDING, 8050 SW 10TH ST, PLANTATION, FL, 33324, US
Mail Address: THE TRADESTATION BUILDING, 8050 SW 10TH ST, PLANTATION, FL, 33324, US
ZIP code: 33324
County: Broward
Place of Formation: FLORIDA

Central Index Key

CIK number Mailing Address Business Address Phone
1111559 8050 SW 10TH STREET, SUITE 4000, PLANTATION, FL, 33324 8050 SW 10TH STREET, SUITE 4000, PLANTATION, FL, 33324 954-652-7023

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File number 333-261885
Filing date 2022-11-18
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
Filing date 2021-11-04
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 425
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Filing date 2006-05-18
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Filings since 2006-05-18

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Filing date 2006-05-18
Reporting date 2006-05-17
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Filings since 2006-05-18

Form type 4
Filing date 2006-05-18
Reporting date 2006-05-16
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Filings since 2006-05-18

Form type 4
Filing date 2006-05-18
Reporting date 2006-05-16
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Form type 4
Filing date 2006-05-16
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Filing date 2006-05-16
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Filing date 2006-05-15
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-08
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
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Form type 4
Filing date 2006-05-11
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Form type 4
Filing date 2006-05-09
Reporting date 2006-05-08
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Filings since 2006-05-09

Form type 4
Filing date 2006-05-09
Reporting date 2006-05-05
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Filings since 2006-05-09

Form type 4
Filing date 2006-05-09
Reporting date 2006-05-05
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Filings since 2006-05-09

Form type 10-Q
File number 000-31049
Filing date 2006-05-09
Reporting date 2006-03-31
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Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-05
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Filings since 2006-05-05

Form type 144
File number 000-31049
Filing date 2006-05-05
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-04
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 144
File number 000-31049
Filing date 2006-05-04
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
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Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
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Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
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Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
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Form type ARS
File number 000-31049
Filing date 2006-05-01
Reporting date 2005-12-31
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Filings since 2006-05-01

Form type 144
File number 000-31049
Filing date 2006-05-01
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Filings since 2006-04-28

Form type DEF 14A
File number 000-31049
Filing date 2006-04-28
Reporting date 2006-06-06
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Form type 8-K
File number 000-31049
Filing date 2006-04-25
Reporting date 2006-04-25
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Form type 10-K
File number 000-31049
Filing date 2006-03-13
Reporting date 2005-12-31
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File number 005-60095
Filing date 2006-03-10
File View File

Filings since 2006-03-10

Form type SC 13D/A
File number 005-60095
Filing date 2006-03-10
File View File

Filings since 2006-03-07

Form type 4
Filing date 2006-03-07
Reporting date 2006-03-03
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Filings since 2006-03-07

Form type 4
Filing date 2006-03-07
Reporting date 2006-03-03
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Filings since 2006-03-06

Form type 4
Filing date 2006-03-06
Reporting date 2006-03-02
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Filings since 2006-03-06

Form type 4
Filing date 2006-03-06
Reporting date 2006-03-02
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Filings since 2006-03-06

Form type 4
Filing date 2006-03-06
Reporting date 2006-03-02
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Filings since 2006-03-03

Form type 4
Filing date 2006-03-03
Reporting date 2006-03-01
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Filings since 2006-03-03

Form type 4
Filing date 2006-03-03
Reporting date 2006-03-01
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Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
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Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
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Filings since 2006-03-01

Form type 4
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Reporting date 2006-02-28
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Form type 4
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Reporting date 2006-02-27
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Form type 4
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Reporting date 2006-02-27
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Filings since 2006-03-01

Form type 4
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Reporting date 2006-02-27
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Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
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Filings since 2006-03-01

Form type 4
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Reporting date 2006-02-28
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Filings since 2006-03-01

Form type 4
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Reporting date 2006-02-27
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Filings since 2006-03-01

Form type 4
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Reporting date 2006-02-27
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Form type 4
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Reporting date 2006-02-27
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Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
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Form type 4
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Reporting date 2006-02-24
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Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Form type 4
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Reporting date 2006-02-21
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Form type SC 13G/A
File number 005-60095
Filing date 2006-02-14
File View File

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Form type 8-K
File number 000-31049
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Reporting date 2006-02-14
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Form type 4
Filing date 2006-01-17
Reporting date 2006-01-13
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Form type 4
Filing date 2006-01-17
Reporting date 2006-01-13
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Form type 4
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Reporting date 2006-01-13
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Form type 4
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Reporting date 2006-01-13
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Reporting date 2005-12-20
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Reporting date 2005-11-28
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Reporting date 2005-11-28
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Filings since 2005-11-28

Form type 4
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Reporting date 2005-11-25
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Reporting date 2005-11-23
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Reporting date 2005-11-22
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Form type 4
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Reporting date 2005-11-22
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Form type 4
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Reporting date 2005-11-21
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Form type 4
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Form type 144
File number 000-31049
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Form type 4
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Reporting date 2005-11-18
File View File

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Form type 4
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Reporting date 2005-11-18
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Reporting date 2005-11-17
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Reporting date 2005-11-17
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Form type 4
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Reporting date 2005-11-17
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Reporting date 2005-11-17
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File View File

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Form type 4
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Reporting date 2005-11-16
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Form type 4
Filing date 2005-11-17
Reporting date 2005-11-16
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Form type 4
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Reporting date 2005-11-15
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Form type 4
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Reporting date 2005-11-15
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Filings since 2005-11-17

Form type 4
Filing date 2005-11-17
Reporting date 2005-11-16
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Filings since 2005-11-17

Form type 4
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Reporting date 2005-11-15
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Form type 4
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Reporting date 2005-11-15
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Form type 4
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Reporting date 2005-11-14
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Form type 4
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Reporting date 2005-11-14
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Form type 4
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Reporting date 2005-11-14
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Form type 4
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Reporting date 2005-11-11
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Form type 4
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Reporting date 2005-11-11
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Form type 4
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Reporting date 2005-11-11
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Reporting date 2005-11-10
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Form type 4
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Reporting date 2005-11-10
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Form type 4
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Reporting date 2005-11-10
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Reporting date 2005-09-30
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Form type 4
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Reporting date 2005-11-04
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Form type 4
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Reporting date 2005-11-02
File View File

Filings since 2005-11-04

Form type SC 13D/A
File number 005-60095
Filing date 2005-11-04
File View File

Filings since 2005-11-04

Form type SC 13D/A
File number 005-60095
Filing date 2005-11-04
File View File

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Form type 144
File number 000-31049
Filing date 2005-11-04
File View File

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Reporting date 2005-11-01
File View File

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File number 000-31049
Filing date 2005-10-27
Reporting date 2005-10-26
File View File

Filings since 2005-10-26

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File number 000-31049
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Reporting date 2005-10-26
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File number 005-60095
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File View File

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File View File

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Filing date 2005-08-17
File View File

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Form type 4
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Reporting date 2005-08-11
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Form type 4
Filing date 2005-08-10
Reporting date 2005-08-08
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Form type 4
Filing date 2005-08-05
Reporting date 2005-08-03
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Form type 4
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Reporting date 2005-08-03
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Reporting date 2005-06-30
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Reporting date 2005-07-29
File View File

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Form type 4
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Reporting date 2005-07-26
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Form type 4
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File View File

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File number 000-31049
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Form type 144
File number 000-31049
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Form type 3
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Reporting date 2005-07-20
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Reporting date 2005-07-20
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Form type 4
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Reporting date 2005-07-20
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Form type 4
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Reporting date 2005-07-20
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Reporting date 2005-07-20
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Reporting date 2005-07-20
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Reporting date 2005-06-16
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File number 000-31049
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Reporting date 2004-12-31
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File number 000-31049
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Reporting date 2005-07-20
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Form type 4
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Reporting date 2005-05-31
File View File

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Form type 4
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Reporting date 2005-05-24
File View File

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Reporting date 2005-05-09
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File number 005-60095
Filing date 2005-05-09
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File number 000-31049
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Reporting date 2005-03-31
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File number 000-31049
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Reporting date 2005-04-20
File View File

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File number 000-31049
Filing date 2005-03-08
Reporting date 2004-12-31
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Reporting date 2005-02-23
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Form type 4
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File View File

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Form type 4
Filing date 2005-01-05
Reporting date 2005-01-03
File View File

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Form type 4
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Reporting date 2005-01-03
File View File

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Form type 4
Filing date 2004-11-23
Reporting date 2004-11-22
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Form type 4
Filing date 2004-11-23
Reporting date 2004-11-22
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Form type 4
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Reporting date 2004-11-11
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Form type 4
Filing date 2004-11-15
Reporting date 2004-11-11
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Form type 4
Filing date 2004-11-10
Reporting date 2004-11-08
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Filings since 2004-11-10

Form type 4
Filing date 2004-11-10
Reporting date 2004-11-08
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Filings since 2004-11-08

Form type 4
Filing date 2004-11-08
Reporting date 2004-11-04
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Form type 4
Filing date 2004-11-08
Reporting date 2004-11-04
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Form type 10-Q
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Reporting date 2004-09-30
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Filings since 2004-11-04

Form type 4
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Reporting date 2004-11-02
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Filing date 2004-11-04
Reporting date 2004-11-02
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Filing date 2004-11-02
Reporting date 2004-10-29
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Reporting date 2004-10-29
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Form type 144
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Reporting date 2000-12-29
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File number 333-34922
Filing date 2000-12-12
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Filing date 2000-12-11
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Filing date 2000-12-11
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File number 000-31049
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File number 333-34922
Filing date 2000-11-21
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Filing date 2000-07-18
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File number 333-34922
Filing date 2000-07-18
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File number 333-34922
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File number 333-34922
Filing date 2000-04-17

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300NQZ1ZYKFED0G20 P00000005603 US-FL GENERAL ACTIVE 2000-01-18

Addresses

Legal 8050 SW 10TH ST, THE TRADESTATION BUILDING, PLANTATION, US-FL, US, 33324
Headquarters 8050 SW 10TH ST, THE TRADESTATION BUILDING, PLANTATION, US-FL, US, 33324

Registration details

Registration Date 2020-04-21
Last Update 2024-01-30
Status ISSUED
Next Renewal 2025-01-30
LEI Issuer 529900T8BM49AURSDO55
Corroboration Level FULLY_CORROBORATED
Data Validated As P00000005603

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2012 650977576 2013-10-15 TRADESTATION GROUP, INC. 459
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 502
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 105
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 518
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 13

Signature of

Role Plan administrator
Date 2013-10-15
Name of individual signing JESSICA PIONE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-15
Name of individual signing ANDREA MAIZES
Valid signature Filed with authorized/valid electronic signature
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2011 650977576 2012-10-11 TRADESTATION GROUP, INC. 444
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 378
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 81
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 357
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 17

Signature of

Role Plan administrator
Date 2012-10-11
Name of individual signing LENIA ECHEMENDIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-10-11
Name of individual signing EDWARD CODISPOTI
Valid signature Filed with authorized/valid electronic signature
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2010 650977576 2011-10-14 TRADESTATION GROUP, INC. 442
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 366
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 78
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 351
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 16

Signature of

Role Plan administrator
Date 2011-10-14
Name of individual signing LENIA ECHEMENDIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-10-14
Name of individual signing EDWARD CODISPOTI
Valid signature Filed with authorized/valid electronic signature
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2009 650977576 2010-08-20 TRADESTATION GROUP, INC. 409
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 362
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 68
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 328
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 18

Signature of

Role Plan administrator
Date 2010-08-20
Name of individual signing LENIA ECHEMENDIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-08-20
Name of individual signing DAVID FLEISCHMAN
Valid signature Filed with authorized/valid electronic signature

Key Officers & Management

Name Role Address
BARTLEMAN JOHN Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
MATSUMOTO OKI Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
MAKIHARA JUN Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
OYAGI TAKASHI Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
STONE MARC J Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
SEIMEI YUKO Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
CORPORATE CREATIONS NETWORK INC. Agent -

Fictitious Names

Registration Number Fictitious Name Status Filed Date Expiration Date Cancellation Date Mailing Address
G19000079138 TRADESTATION EXPIRED 2019-07-24 2024-12-31 - 8050 SW 10TH STREET,SUITE 2000, PLANTATION, FL, 33324

Events

Event Type Filed Date Value Description
CHANGE OF MAILING ADDRESS 2022-05-11 THE TRADESTATION BUILDING, 8050 SW 10TH ST, PLANTATION, FL 33324 -
CHANGE OF PRINCIPAL ADDRESS 2022-05-11 THE TRADESTATION BUILDING, 8050 SW 10TH ST, PLANTATION, FL 33324 -
REGISTERED AGENT ADDRESS CHANGED 2020-03-25 801 US HIGHWAY 1, NORTH PALM BEACH, FL 33408 -
REGISTERED AGENT NAME CHANGED 2017-08-30 CORPORATE CREATIONS NETWORK INC. -
MERGER 2012-03-05 - CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 0. MERGER NUMBER 300000120873
MERGER 2012-01-24 - CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 0. MERGER NUMBER 300000119693
MERGER 2011-06-10 - CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 900000114339
NAME CHANGE AMENDMENT 2000-07-28 TRADESTATION GROUP, INC. -
NAME CHANGE AMENDMENT 2000-03-16 ONLINETRADING.COM GROUP, INC. -

Documents

Name Date
ANNUAL REPORT 2024-04-01
ANNUAL REPORT 2023-01-30
ANNUAL REPORT 2022-05-11
ANNUAL REPORT 2021-03-16
ANNUAL REPORT 2020-02-28
ANNUAL REPORT 2019-03-13
ANNUAL REPORT 2018-04-30
Reg. Agent Change 2017-08-30
ANNUAL REPORT 2017-03-01
AMENDED ANNUAL REPORT 2016-09-22

CFPB Complaint

Complaint Id Date Received Issue Product
8435758 2024-02-28 Opening an account Checking or savings account
Issue Opening an account
Timely Yes
Company TradeStation Group, Inc.
Product Checking or savings account
Sub Issue Didn't receive terms that were advertised
Sub Product Other banking product or service
Date Received 2024-02-28
Submitted Via Web
Company Response Closed with explanation
Consumer Disputed N/A
Date Sent To Company 2024-02-28
Company Public Response Company has responded to the consumer and the CFPB and chooses not to provide a public response
Complaint What Happened I opened an account on XX/XX/2024 with promo code XXXX. Tradestation is now claiming that the promo code is no longer valid. Well, it was valid on the day I signed up and it even displayed the code on the landing page which I took a screenshot of ( see attachment ). This is a clear case of bait and switch. Company claims that the website was not updated, but whose fault is that? The application page accepted the promo code and honestly would not have signed up without that offer.
Consumer Consent Provided Consent provided
4485092 2021-06-23 Managing an account Checking or savings account
Tags Servicemember
Issue Managing an account
Timely Yes
Company TradeStation Group, Inc.
Product Checking or savings account
Sub Issue Deposits and withdrawals
Sub Product Other banking product or service
Date Received 2021-06-23
Submitted Via Web
Company Response Closed with explanation
Consumer Disputed N/A
Date Sent To Company 2021-06-23
Complaint What Happened TradeStation is falsely claiming that they are unable to withdraw my funds to my linked bank account XXXX XXXX XXXX XXXX XXXX. I have had this bank account for over a decade and I do weekly ACH transfers. There is absolutely no reason why my withdrawal / transfer request should not be processed. Because TradeStation falsely claims they were unable to process the ACH transfer / withdrawal of my funds, I was informed over chat by TradeStation that they have DISABLED ACH transfers for my account. All of this is unacceptable. I want to withdraw my funds from my account into my bank account immediately. Furthermore, there should be {$610.00} in my TradeStation account but when I checked my account balance after this " issue '' started, it is currently showing me a {$580.00} balance. I don't understand what is going on. The ACH " SmartTransfer '' ( ACH ) issue is on TradeStation 's end. It's the same bank account that I have used for over 10 years, every week for transfers, I have never had a failed transfer. There is an issue on TradeStation 's end. I reached out to this company multiple times and they did not provide any help or resolution. Nor were they understanding at all.
Consumer Consent Provided Consent provided
8905036 2024-05-01 Other transaction problem Money transfer, virtual currency, or money service
Tags Older American
Issue Other transaction problem
Timely Yes
Company TradeStation Group, Inc.
Product Money transfer, virtual currency, or money service
Sub Product Domestic (US) money transfer
Date Received 2024-05-01
Submitted Via Web
Company Response Closed with explanation
Consumer Disputed N/A
Date Sent To Company 2024-05-01
Company Public Response Company believes it acted appropriately as authorized by contract or law
Complaint What Happened On XXXX XX/XX/XXXX I submitted information to Trade Station to wire {$42000.00} from my IRA account. It was to be sent to my local bank 's XXXX XXXX IRA account. On XXXX XXXXXX/XX/XXXX I checked to see if it was in my XXXX Acct. it was not. I then called Trade Station to notify them. They said it should take XXXX hours. That brought us to last weekend, I kept checking my XXXX account and nothing had been received I ran up to XXXX on XXXX and asked XXXX of the representatives if the money should be in. She told me yes it should be in by then. I then asked what I could do on my end. She said to contact sender to put a tracer on it. On XXXX morning XX/XX/XXXX I called Trade Station and said I wanted them to run a tracer they said they didn't do that it was the receivers issue. I then insisted they give me the tracking info so I could take it to XXXX for tracing. By XXXX on XXXX I received an encrypted email from Trade Station with the info. Took it up to XXXX and they gave info to their wiring department. On XXXX, XX/XX/XXXX spoke to XXXX Bank representative who said the bank never received the wire. So on XXXX XXXXXX/XX/XXXX I contacted Trade Station to see what could be done. They said they would put a recall in but said it could take a week and they couldn't promise anything. They have not been helpful and from doing research I have decided to reach out for help before I lose my IRA Account. I am a XXXX XXXX XXXX XXXX and need this as I rely on this IRA and my Social Security for income. Attached is the wiring instructions we gave to Trade Station from XXXX Bank.
Consumer Consent Provided Consent provided
4485106 2021-06-23 Fraud or scam Money transfer, virtual currency, or money service
Tags Servicemember
Issue Fraud or scam
Timely Yes
Company TradeStation Group, Inc.
Product Money transfer, virtual currency, or money service
Sub Product Mobile or digital wallet
Date Received 2021-06-23
Submitted Via Web
Company Response Closed with explanation
Consumer Disputed N/A
Date Sent To Company 2021-06-23
Complaint What Happened TradeStation is falsely claiming that they are unable to withdraw my funds to my linked bank account XXXX XXXX XXXX XXXX XXXX. I have had this bank account for over a decade and I do weekly ACH transfers. There is absolutely no reason why my withdrawal / transfer request should not be processed. Because TradeStation falsely claims they were unable to process the ACH transfer / withdrawal of my funds, I was informed over chat by TradeStation that they have DISABLED ACH transfers for my account. All of this is unacceptable. I want to withdraw my funds from my account into my bank account immediately. Furthermore, there should be {$610.00} in my TradeStation account but when I checked my account balance after this " issue '' started, it is currently showing me a {$580.00} balance. I don't understand what is going on. The ACH " SmartTransfer '' ( ACH ) issue is on TradeStation 's end. It's the same bank account that I have used for over 10 years, every week for transfers, I have never had a failed transfer. There is an issue on TradeStation 's end. I reached out to this company multiple times and they did not provide any help or resolution. Nor were they understanding at all.
Consumer Consent Provided Consent provided
9276583 2024-06-17 Closing an account Checking or savings account
Issue Closing an account
Timely Yes
Company TradeStation Group, Inc.
Product Checking or savings account
Sub Issue Can't close your account
Sub Product Other banking product or service
Date Received 2024-06-17
Submitted Via Web
Company Response Closed with monetary relief
Consumer Disputed N/A
Date Sent To Company 2024-06-17
Company Public Response Company has responded to the consumer and the CFPB and chooses not to provide a public response
Complaint What Happened I attempted to close my TradeStation XXXX ( XXXX ) and XXXX ( XXXX ) accounts However due to a {$10.00} fee was told I can not close my account. This is fairly disappointing as still a fairly new customer to TradeStation, as I no longer have any use for this account, and was still getting familiar with the fees. I have attempted to ask as a one time courtesy to waive this fee and close my account, and was denied even when asking politely to involve upper management to take a second look. I am requesting a waive of this {$10.00} fee and a closure of my TradeStation accounts.
Consumer Consent Provided Consent provided

Date of last update: 01 Apr 2025

Sources: Florida Department of State