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TRADESTATION GROUP, INC.

Company Details

Entity Name: TRADESTATION GROUP, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit
Status: Active
Date Filed: 18 Jan 2000 (25 years ago)
Document Number: P00000005603
FEI/EIN Number 650977576
Address: THE TRADESTATION BUILDING, 8050 SW 10TH ST, PLANTATION, FL, 33324, US
Mail Address: THE TRADESTATION BUILDING, 8050 SW 10TH ST, PLANTATION, FL, 33324, US
ZIP code: 33324
County: Broward
Place of Formation: FLORIDA

Central Index Key

CIK number Mailing Address Business Address Phone
1111559 8050 SW 10TH STREET, SUITE 4000, PLANTATION, FL, 33324 8050 SW 10TH STREET, SUITE 4000, PLANTATION, FL, 33324 954-652-7023

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Reporting date 2009-01-16
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File View File

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Reporting date 2008-08-29
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Form type 4
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Form type 4
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Reporting date 2008-08-28
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Form type 4
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Reporting date 2008-08-28
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Form type 4
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Form type 4
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Form type 4
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File View File

Filings since 2007-08-08

Form type 4
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File View File

Filings since 2007-08-08

Form type 4
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File View File

Filings since 2007-08-08

Form type 4
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Reporting date 2007-08-07
File View File

Filings since 2007-08-07

Form type 4
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File View File

Filings since 2007-08-07

Form type 4
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Reporting date 2007-08-06
File View File

Filings since 2007-08-06

Form type 4
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File View File

Filings since 2007-08-06

Form type 4
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Reporting date 2007-08-03
File View File

Filings since 2007-08-06

Form type 4
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Reporting date 2007-08-03
File View File

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Form type 4
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Reporting date 2007-08-03
File View File

Filings since 2007-08-03

Form type 4
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File View File

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Form type 4
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Reporting date 2007-08-02
File View File

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Form type 4
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File View File

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File View File

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Form type 4
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File View File

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Form type 4
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Reporting date 2007-08-01
File View File

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Form type 4
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File View File

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Form type 4
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Reporting date 2007-07-31
File View File

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Form type 4
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Reporting date 2007-07-31
File View File

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Form type 4
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File View File

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Form type 4
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Reporting date 2007-07-27
File View File

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Form type 4
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Reporting date 2007-07-27
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Form type 4
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File View File

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Form type 4
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File View File

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Form type 4
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Reporting date 2007-06-01
File View File

Filings since 2007-06-04

Form type 4
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Reporting date 2007-06-01
File View File

Filings since 2007-06-04

Form type 4
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Reporting date 2007-05-31
File View File

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Form type 4
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File View File

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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Form type 4
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Reporting date 2006-05-15
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Form type 4
Filing date 2006-05-16
Reporting date 2006-05-15
File View File

Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
File View File

Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
File View File

Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
File View File

Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
File View File

Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-12
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
File View File

Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-15

Form type 4
Filing date 2006-05-15
Reporting date 2006-05-11
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-10
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
File View File

Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-09
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-08
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-05
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Filings since 2006-05-11

Form type 4
Filing date 2006-05-11
Reporting date 2006-05-05
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Filings since 2006-05-09

Form type 4
Filing date 2006-05-09
Reporting date 2006-05-08
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Filings since 2006-05-09

Form type 4
Filing date 2006-05-09
Reporting date 2006-05-05
File View File

Filings since 2006-05-09

Form type 4
Filing date 2006-05-09
Reporting date 2006-05-05
File View File

Filings since 2006-05-09

Form type 10-Q
File number 000-31049
Filing date 2006-05-09
Reporting date 2006-03-31
File View File

Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
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Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-04
File View File

Filings since 2006-05-08

Form type 4
Filing date 2006-05-08
Reporting date 2006-05-05
File View File

Filings since 2006-05-05

Form type 144
File number 000-31049
Filing date 2006-05-05
File View File

Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
File View File

Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
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Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
File View File

Filings since 2006-05-05

Form type 4
Filing date 2006-05-05
Reporting date 2006-05-03
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-04
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 144
File number 000-31049
Filing date 2006-05-04
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

Filings since 2006-05-04

Form type 4
Filing date 2006-05-04
Reporting date 2006-05-02
File View File

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Form type ARS
File number 000-31049
Filing date 2006-05-01
Reporting date 2005-12-31
File View File

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Form type 144
File number 000-31049
Filing date 2006-05-01
File View File

Filings since 2006-04-28

Form type DEF 14A
File number 000-31049
Filing date 2006-04-28
Reporting date 2006-06-06
File View File

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Form type 8-K
File number 000-31049
Filing date 2006-04-25
Reporting date 2006-04-25
File View File

Filings since 2006-03-13

Form type 10-K
File number 000-31049
Filing date 2006-03-13
Reporting date 2005-12-31
File View File

Filings since 2006-03-10

Form type SC 13D/A
File number 005-60095
Filing date 2006-03-10
File View File

Filings since 2006-03-10

Form type SC 13D/A
File number 005-60095
Filing date 2006-03-10
File View File

Filings since 2006-03-07

Form type 4
Filing date 2006-03-07
Reporting date 2006-03-03
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Filings since 2006-03-07

Form type 4
Filing date 2006-03-07
Reporting date 2006-03-03
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Filings since 2006-03-06

Form type 4
Filing date 2006-03-06
Reporting date 2006-03-02
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Filings since 2006-03-06

Form type 4
Filing date 2006-03-06
Reporting date 2006-03-02
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Filings since 2006-03-06

Form type 4
Filing date 2006-03-06
Reporting date 2006-03-02
File View File

Filings since 2006-03-03

Form type 4
Filing date 2006-03-03
Reporting date 2006-03-01
File View File

Filings since 2006-03-03

Form type 4
Filing date 2006-03-03
Reporting date 2006-03-01
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-28
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

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Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

Filings since 2006-03-01

Form type 4
Filing date 2006-03-01
Reporting date 2006-02-27
File View File

Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-24
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-27

Form type 4
Filing date 2006-02-27
Reporting date 2006-02-23
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-22
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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Filings since 2006-02-23

Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
File View File

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Form type 4
Filing date 2006-02-23
Reporting date 2006-02-21
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File number 005-60095
Filing date 2006-02-14
File View File

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Form type 8-K
File number 000-31049
Filing date 2006-02-14
Reporting date 2006-02-14
File View File

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Form type 4
Filing date 2006-01-17
Reporting date 2006-01-13
File View File

Filings since 2006-01-17

Form type 4
Filing date 2006-01-17
Reporting date 2006-01-13
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Filings since 2006-01-17

Form type 4
Filing date 2006-01-17
Reporting date 2006-01-13
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Form type 4
Filing date 2006-01-17
Reporting date 2006-01-13
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Form type 4
Filing date 2005-12-21
Reporting date 2005-12-20
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Form type 8-K
File number 000-31049
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Reporting date 2005-12-09
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Form type SC 13D/A
File number 005-60095
Filing date 2005-12-02
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Form type 4
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Reporting date 2005-11-28
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Form type 4
Filing date 2005-11-29
Reporting date 2005-11-28
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Filings since 2005-11-28

Form type 4
Filing date 2005-11-28
Reporting date 2005-11-25
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Form type 4
Filing date 2005-11-28
Reporting date 2005-11-23
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Form type 4
Filing date 2005-11-23
Reporting date 2005-11-22
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Form type 4
Filing date 2005-11-23
Reporting date 2005-11-22
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Form type 4
Filing date 2005-11-23
Reporting date 2005-11-21
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Form type 4
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Reporting date 2005-11-21
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Form type 144
File number 000-31049
Filing date 2005-11-22
File View File

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Form type 4
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Reporting date 2005-11-18
File View File

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Form type 4
Filing date 2005-11-21
Reporting date 2005-11-18
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Form type 4
Filing date 2005-11-21
Reporting date 2005-11-17
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Form type 4
Filing date 2005-11-21
Reporting date 2005-11-17
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Form type 4
Filing date 2005-11-21
Reporting date 2005-11-17
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Form type 4
Filing date 2005-11-21
Reporting date 2005-11-17
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Filing date 2005-11-21
File View File

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Form type 4
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Reporting date 2005-11-16
File View File

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Form type 4
Filing date 2005-11-17
Reporting date 2005-11-16
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Filings since 2005-11-17

Form type 4
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Reporting date 2005-11-15
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Form type 4
Filing date 2005-11-17
Reporting date 2005-11-15
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Form type 4
Filing date 2005-11-17
Reporting date 2005-11-16
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Form type 4
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Reporting date 2005-11-15
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Form type 4
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Reporting date 2005-11-15
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Form type 4
Filing date 2005-11-16
Reporting date 2005-11-14
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Form type 4
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Reporting date 2005-11-14
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Filings since 2005-11-16

Form type 4
Filing date 2005-11-16
Reporting date 2005-11-14
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Filings since 2005-11-15

Form type 4
Filing date 2005-11-15
Reporting date 2005-11-11
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Form type 4
Filing date 2005-11-15
Reporting date 2005-11-11
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Form type 4
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Reporting date 2005-11-11
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Form type 4
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Reporting date 2005-11-10
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Form type 4
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Reporting date 2005-11-10
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Form type 4
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Reporting date 2005-11-10
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Reporting date 2005-09-30
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Form type 4
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Reporting date 2005-11-04
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Form type 4
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Reporting date 2005-11-02
File View File

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File number 005-60095
Filing date 2005-11-04
File View File

Filings since 2005-11-04

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File View File

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Form type 144
File number 000-31049
Filing date 2005-11-04
File View File

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Reporting date 2005-11-01
File View File

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Form type 8-K
File number 000-31049
Filing date 2005-10-27
Reporting date 2005-10-26
File View File

Filings since 2005-10-26

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File number 000-31049
Filing date 2005-10-26
Reporting date 2005-10-26
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File number 005-60095
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File View File

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Filing date 2005-08-24
File View File

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Filing date 2005-08-17
File View File

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Form type 4
Filing date 2005-08-15
Reporting date 2005-08-11
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Form type 4
Filing date 2005-08-10
Reporting date 2005-08-08
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Filings since 2005-08-05

Form type 4
Filing date 2005-08-05
Reporting date 2005-08-03
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Form type 4
Filing date 2005-08-05
Reporting date 2005-08-03
File View File

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Reporting date 2005-06-30
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Reporting date 2005-07-29
File View File

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Form type 4
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Reporting date 2005-07-26
File View File

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Form type 4
Filing date 2005-07-28
Reporting date 2005-07-26
File View File

Filings since 2005-07-28

Form type 144
File number 000-31049
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File View File

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Form type 144
File number 000-31049
Filing date 2005-07-26
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Form type 3
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Reporting date 2005-07-20
File View File

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Form type 3
Filing date 2005-07-25
Reporting date 2005-07-20
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Form type 4
Filing date 2005-07-21
Reporting date 2005-07-20
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Form type 4
Filing date 2005-07-20
Reporting date 2005-07-20
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Reporting date 2005-07-20
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Reporting date 2005-07-20
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Reporting date 2004-12-31
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File number 000-31049
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Reporting date 2005-07-20
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Form type 4
Filing date 2005-05-31
Reporting date 2005-05-31
File View File

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Form type 4
Filing date 2005-05-26
Reporting date 2005-05-24
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Form type 4
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Reporting date 2005-05-09
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Reporting date 2005-03-31
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Reporting date 2005-04-20
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Reporting date 2004-12-31
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Form type 4
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Form type 4
Filing date 2005-01-05
Reporting date 2005-01-03
File View File

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Form type 4
Filing date 2005-01-05
Reporting date 2005-01-03
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Form type 4
Filing date 2004-11-23
Reporting date 2004-11-22
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Form type 4
Filing date 2004-11-23
Reporting date 2004-11-22
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Form type 4
Filing date 2004-11-15
Reporting date 2004-11-11
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Filings since 2004-11-15

Form type 4
Filing date 2004-11-15
Reporting date 2004-11-11
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Form type 4
Filing date 2004-11-10
Reporting date 2004-11-08
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Form type 4
Filing date 2004-11-10
Reporting date 2004-11-08
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Form type 4
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Reporting date 2004-11-04
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Reporting date 2004-11-04
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Reporting date 2004-09-30
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Filing date 2004-11-04
Reporting date 2004-11-02
File View File

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Form type 4
Filing date 2004-11-04
Reporting date 2004-11-02
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Filings since 2004-11-02

Form type 4
Filing date 2004-11-02
Reporting date 2004-10-29
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Filings since 2004-11-02

Form type 4
Filing date 2004-11-02
Reporting date 2004-10-29
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Filings since 2004-10-28

Form type 4
Filing date 2004-10-28
Reporting date 2004-10-27
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Filings since 2004-10-28

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Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300NQZ1ZYKFED0G20 P00000005603 US-FL GENERAL ACTIVE 2000-01-18

Addresses

Legal 8050 SW 10TH ST, THE TRADESTATION BUILDING, PLANTATION, US-FL, US, 33324
Headquarters 8050 SW 10TH ST, THE TRADESTATION BUILDING, PLANTATION, US-FL, US, 33324

Registration details

Registration Date 2020-04-21
Last Update 2024-01-30
Status ISSUED
Next Renewal 2025-01-30
LEI Issuer 529900T8BM49AURSDO55
Corroboration Level FULLY_CORROBORATED
Data Validated As P00000005603

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2012 650977576 2013-10-15 TRADESTATION GROUP, INC. 459
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 502
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 105
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 1
Number of participants with account balances as of the end of the plan year 518
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 13

Signature of

Role Plan administrator
Date 2013-10-15
Name of individual signing JESSICA PIONE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-15
Name of individual signing ANDREA MAIZES
Valid signature Filed with authorized/valid electronic signature
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2011 650977576 2012-10-11 TRADESTATION GROUP, INC. 444
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 378
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 81
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 357
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 17

Signature of

Role Plan administrator
Date 2012-10-11
Name of individual signing LENIA ECHEMENDIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-10-11
Name of individual signing EDWARD CODISPOTI
Valid signature Filed with authorized/valid electronic signature
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2010 650977576 2011-10-14 TRADESTATION GROUP, INC. 442
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 366
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 78
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 351
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 16

Signature of

Role Plan administrator
Date 2011-10-14
Name of individual signing LENIA ECHEMENDIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-10-14
Name of individual signing EDWARD CODISPOTI
Valid signature Filed with authorized/valid electronic signature
TRADESTATION GROUP, INC. EMPLOYEE SAVINGS RETIREMENT PLAN 2009 650977576 2010-08-20 TRADESTATION GROUP, INC. 409
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1994-05-01
Business code 523120
Sponsor’s telephone number 9546527000
Plan sponsor’s mailing address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Plan sponsor’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324

Plan administrator’s name and address

Administrator’s EIN 650977576
Plan administrator’s name TRADESTATION GROUP, INC.
Plan administrator’s address 8050 S.W. 10TH STREET, SUITE 4000, PLANTATION, FL, 33324
Administrator’s telephone number 9546527000

Number of participants as of the end of the plan year

Active participants 362
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 68
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 328
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 18

Signature of

Role Plan administrator
Date 2010-08-20
Name of individual signing LENIA ECHEMENDIA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-08-20
Name of individual signing DAVID FLEISCHMAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role
CORPORATE CREATIONS NETWORK INC. Agent

Director

Name Role Address
STONE MARC J Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
SEIMEI YUKO Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
BARTLEMAN JOHN Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
MATSUMOTO OKI Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
MAKIHARA JUN Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324
OYAGI TAKASHI Director THE TRADESTATION BUILDING, PLANTATION, FL, 33324

Fictitious Names

Registration Number Fictitious Name Status Filed Date Expiration Date Cancellation Date Mailing Address
G19000079138 TRADESTATION EXPIRED 2019-07-24 2024-12-31 No data 8050 SW 10TH STREET,SUITE 2000, PLANTATION, FL, 33324

Events

Event Type Filed Date Value Description
MERGER 2012-03-05 No data CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 0. MERGER NUMBER 300000120873
MERGER 2012-01-24 No data CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 0. MERGER NUMBER 300000119693
MERGER 2011-06-10 No data CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 900000114339
NAME CHANGE AMENDMENT 2000-07-28 TRADESTATION GROUP, INC. No data
NAME CHANGE AMENDMENT 2000-03-16 ONLINETRADING.COM GROUP, INC. No data

Date of last update: 01 Jan 2025

Sources: Florida Department of State