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RIVERNORTH CAPITAL MANAGEMENT, LLC - Florida Company Profile

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Company Details

Entity Name: RIVERNORTH CAPITAL MANAGEMENT, LLC
Jurisdiction: FLORIDA
Filing Type: Foreign Limited Liability Co.
Status: Active
Date Filed: 08 Apr 2022 (3 years ago)
Document Number: M22000005756
FEI/EIN Number 271560688
Address: 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401, US
Mail Address: 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401, US
ZIP code: 33401
City: West Palm Beach
County: Palm Beach
Place of Formation: DELAWARE

Key Officers & Management

Name Role Address
SCHMUCKER BRIAN H Manager 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
GALLEY PATRICK W Manager 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
GALLEY PATRICK W Chief Executive Officer 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
MOHRHARDT JONATHAN M Manager 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
COLLINS MARCUS L Authorized Person 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
COLLINS MARCUS H Secretary 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
COLLINS MARCUS H General Counsel 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
MOHRHARDT JONATHAN M President 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
PARACORP INCORPORATE Agent 155 OFFICE PLAZA DR., 1ST FLOOR, TALLAHASSEE, FL, 32301

Form 5500 Series

Employer Identification Number (EIN):
271560688
Plan Year:
2023
Number Of Participants:
26
Sponsors Telephone Number:
3128321440
File:
View File
Plan Year:
2022
Number Of Participants:
24
Sponsors Telephone Number:
3128321440
File:
View File

Documents

Name Date
ANNUAL REPORT 2024-04-29
ANNUAL REPORT 2023-05-01
Foreign Limited 2022-04-08

Trademarks

Serial Number:
99191800
Mark:
EXCHANGE TRADED PAIRS
Status:
A non-final Office action has been sent (issued) to the applicant. This is a letter from the examining attorney requiring additional information and/or making an initial refusal. The applicant must respond to this Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Mark Type:
Service Mark
Application Filing Date:
2025-05-19
Mark Drawing Type:
4 - STANDARD CHARACTER MARK
Mark Literal Elements:
EXCHANGE TRADED PAIRS
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Investment management services; Investment advisory services; Mutual fund investment services; Retirement fund investment services; Funds investment; Investment of Funds; Investment of funds for others; Closed-end mutual fund services, namely, providing trading strategy, brokerage and trading servic...
International Classes:
036 - Primary Class
Class Status:
ACTIVE
Serial Number:
99063750
Mark:
RN
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-03-03
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
RN
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research an...
First Use:
2024-11-15
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
98723678
Mark:
WE DON'T JUST INVEST IN OPPORTUNITY. WE CREATE IT.
Status:
NOTICE OF ALLOWANCE - ISSUED
Mark Type:
SERVICE MARK
Application Filing Date:
2024-08-29
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
WE DON'T JUST INVEST IN OPPORTUNITY. WE CREATE IT.
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research an...
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
98590871
Mark:
RIVERNORTH
Status:
STATEMENT OF USE - TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2024-06-07
Mark Drawing Type:
Illustration: Drawing with word(s)/letter(s)/number(s) in Stylized form
Mark Literal Elements:
RIVERNORTH
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Investment management services; Investment advisor services; Trading research and analysis in the field of closed-end mutual funds; Mutual fund investment services; Retirement fund investment services; Money management services; Financial analysis services; Investment account management; Research an...
First Use:
2024-11-15
International Classes:
036 - Primary Class
Class Status:
Active

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Date of last update: 02 Aug 2025

Sources: Florida Department of State

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