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RIVERNORTH CAPITAL MANAGEMENT, LLC - Florida Company Profile

Company Details

Entity Name: RIVERNORTH CAPITAL MANAGEMENT, LLC
Jurisdiction: FLORIDA
Filing Type: Foreign Limited Liability Co.
Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 08 Apr 2022 (3 years ago)
Document Number: M22000005756
FEI/EIN Number 271560688

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401, US
Mail Address: 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401, US
ZIP code: 33401
County: Palm Beach
Place of Formation: DELAWARE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RIVERNORTH CAPITAL MANAGEMENT, LLC 401(K) PLAN 2023 271560688 2024-10-03 RIVERNORTH CAPITAL MANAGEMENT, LLC 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 3128321440
Plan sponsor’s address 360 S. ROSEMARY AVENUE, SUITE 1420, WEST PALM BEACH, FL, 33401

Signature of

Role Plan administrator
Date 2024-10-03
Name of individual signing BRIAN SCHMUCKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-10-03
Name of individual signing BRIAN SCHMUCKER
Valid signature Filed with authorized/valid electronic signature
RIVERNORTH CAPITAL MANAGEMENT, LLC 401(K) PLAN 2022 271560688 2023-10-05 RIVERNORTH CAPITAL MANAGEMENT, LLC 24
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523900
Sponsor’s telephone number 3128321440
Plan sponsor’s address 360 S. ROSEMARY AVENUE, SUITE 1420, WEST PALM BEACH, FL, 33401

Signature of

Role Plan administrator
Date 2023-10-05
Name of individual signing BRIAN SCHMUCKER
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-10-05
Name of individual signing BRIAN SCHMUCKER
Valid signature Filed with authorized/valid electronic signature

Key Officers & Management

Name Role Address
SCHMUCKER BRIAN H Manager 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
GALLEY PATRICK W Manager 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
GALLEY PATRICK W Chief Executive Officer 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
MOHRHARDT JONATHAN M Manager 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
MOHRHARDT JONATHAN M President 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
COLLINS MARCUS L Authorized Person 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
COLLINS MARCUS H Secretary 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
COLLINS MARCUS H General Counsel 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401
PARACORP INCORPORATE Agent 155 OFFICE PLAZA DR., 1ST FLOOR, TALLAHASSEE, FL, 32301

Documents

Name Date
ANNUAL REPORT 2024-04-29
ANNUAL REPORT 2023-05-01
Foreign Limited 2022-04-08

Date of last update: 02 Apr 2025

Sources: Florida Department of State