| Entity Name: | RIVERNORTH CAPITAL MANAGEMENT, LLC |
| Jurisdiction: | FLORIDA |
| Filing Type: | Foreign Limited Liability Co. |
| Status: | Active |
| Date Filed: | 08 Apr 2022 (3 years ago) |
| Document Number: | M22000005756 |
| FEI/EIN Number | 271560688 |
| Address: | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401, US |
| Mail Address: | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401, US |
| ZIP code: | 33401 |
| County: | Palm Beach |
| Place of Formation: | DELAWARE |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC 401(K) PLAN | 2023 | 271560688 | 2024-10-03 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 26 | |||||||||||||||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2024-10-03 |
| Name of individual signing | BRIAN SCHMUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-10-03 |
| Name of individual signing | BRIAN SCHMUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 3128321440 |
| Plan sponsor’s address | 360 S. ROSEMARY AVENUE, SUITE 1420, WEST PALM BEACH, FL, 33401 |
Signature of
| Role | Plan administrator |
| Date | 2023-10-05 |
| Name of individual signing | BRIAN SCHMUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-10-05 |
| Name of individual signing | BRIAN SCHMUCKER |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| PARACORP INCORPORATE | Agent | 155 OFFICE PLAZA DR., 1ST FLOOR, TALLAHASSEE, FL, 32301 |
| Name | Role | Address |
|---|---|---|
| SCHMUCKER BRIAN H | Manager | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| GALLEY PATRICK W | Manager | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| MOHRHARDT JONATHAN M | Manager | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| Name | Role | Address |
|---|---|---|
| GALLEY PATRICK W | Chief Executive Officer | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| Name | Role | Address |
|---|---|---|
| MOHRHARDT JONATHAN M | President | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| Name | Role | Address |
|---|---|---|
| COLLINS MARCUS L | Authorized Person | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| Name | Role | Address |
|---|---|---|
| COLLINS MARCUS H | Secretary | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| Name | Role | Address |
|---|---|---|
| COLLINS MARCUS H | General Counsel | 360 S. ROSEMARY AVE., STE. 1420, WEST PALM BEACH, FL, 33401 |
| Name | Date |
|---|---|
| ANNUAL REPORT | 2024-04-29 |
| ANNUAL REPORT | 2023-05-01 |
| Foreign Limited | 2022-04-08 |
Date of last update: 02 Feb 2025
Sources: Florida Department of State
