| Entity Name: | TRADITION SECURITIES AND DERIVATIVES LLC |
| Jurisdiction: | FLORIDA |
| Filing Type: | Foreign Limited Liability Company |
| Status: | Active |
| Date Filed: | 11 May 2021 (4 years ago) |
| Document Number: | M21000005675 |
| FEI/EIN Number | 13-3517908 |
| Address: | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| Mail Address: | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| Place of Formation: | DELAWARE |
| Name | Role |
|---|---|
| COGENCY GLOBAL INC. | Agent |
| Name | Role | Address |
|---|---|---|
| BRISEBOIS, FRANCOIS | Manager | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| ROSENSHEIN, LARRY | Manager | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| RICCIARDI, JUDITH | Manager | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| LEIBOWITZ, MICHAEL | Manager | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| WOSTYN, WILLIAM | Manager | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| Name | Role | Address |
|---|---|---|
| BACCALA, RAYMOND | President | 32 OLD SLIP, 28TH FLOOR, NEW YORK, NY 10005 |
| Registration Number | Fictitious Name | Status | Filed Date | Expiration Date | Cancellation Date | Mailing Address |
|---|---|---|---|---|---|---|
| G23000091095 | NAUTILUS SECURITIES | ACTIVE | 2023-08-04 | 2028-12-31 | No data | 32 OLD SLIP 28TH FLOOR, NEW YORK, NY, 10005 |
| G22000057420 | TFSD | ACTIVE | 2022-05-06 | 2027-12-31 | No data | 32 OLD SLIP,28TH FLOOR, NEW YORK, NY, 10005 |
| G22000057418 | NOVA EXECUTION SERVICES | ACTIVE | 2022-05-06 | 2027-12-31 | No data | 32 OLD SLIP,28TH FLOOR, NEW YORK, NY, 10005 |
| G22000057419 | TFS DERIVATIVES | ACTIVE | 2022-05-06 | 2027-12-31 | No data | 32 OLD SLIP,28TH FLOOR, NEW YORK, NY, 10005 |
| G21000091964 | TRADITION SECURITIES AND FUTURES | ACTIVE | 2021-07-14 | 2026-12-31 | No data | 32 OLD SLIP 28TH FLOOR, NEW YORK, NY, 10005 |
| G21000091965 | TSF | ACTIVE | 2021-07-14 | 2026-12-31 | No data | 32 OLD SLIP 28TH FLOOR, NEW YORK, NY, 10005 |
| G18000120012 | TSF | ACTIVE | 2018-11-08 | 2028-12-31 | No data | 9 WEST BROAD STREET, 9TH FLOOR, 28TH FLOOR, STAMFORD, CT, 06902 |
| G18000087111 | TRADITION SECURITIES AND FUTURES | ACTIVE | 2018-08-07 | 2028-12-31 | No data | 9 WEST BROAD STREET, 9TH FLOOR, STAMFORD, CT, 06902 |
| Name | Date |
|---|---|
| ANNUAL REPORT | 2024-04-02 |
| ANNUAL REPORT | 2023-03-13 |
| ANNUAL REPORT | 2022-03-22 |
| Foreign Limited | 2021-05-11 |
Date of last update: 14 Jan 2025
Sources: Florida Department of State
