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UBS SECURITIES LLC - Florida Company Profile

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Company Details

Entity Name: UBS SECURITIES LLC
Jurisdiction: FLORIDA
Filing Type: Foreign Limited Liability Co.
Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 25 Oct 2002 (23 years ago)
Last Event: NAME CHANGE AMENDMENT
Event Date Filed: 09 Jun 2003 (22 years ago)
Document Number: M02000002814
FEI/EIN Number 133873456

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: 1285 Avenue of the Americas, New York, NY, 10019, US
Mail Address: 1285 Avenue of the Americas, New York, NY, 10019, US
Place of Formation: DELAWARE

Key Officers & Management

Name Role Address
CORPORATION SERVICE COMPANY Agent -
Buist Eileen Auth 100 Harbor Blvd,, Weehawken, NJ, 07086
CAPANNA DEREK Manager 1285 Avenue of the Americas, New York, NY, 10019
Van Tassel James Manager 1285 Avenue of the Americas, New York, NY, 10019
Mattone Ralph Manager 1285 Avenue of the Americas, New York, NY, 10019
Hazelwood Tricia Manager 1285 Avenue of the Americas, New York, NY, 10019

Events

Event Type Filed Date Value Description
CHANGE OF MAILING ADDRESS 2021-04-18 1285 Avenue of the Americas, New York, NY 10019 -
CHANGE OF PRINCIPAL ADDRESS 2016-01-25 1285 Avenue of the Americas, New York, NY 10019 -
NAME CHANGE AMENDMENT 2003-06-09 UBS SECURITIES LLC -

Documents

Name Date
ANNUAL REPORT 2025-01-26
ANNUAL REPORT 2024-04-08
ANNUAL REPORT 2023-04-21
ANNUAL REPORT 2022-04-29
ANNUAL REPORT 2021-04-18
ANNUAL REPORT 2020-01-21
ANNUAL REPORT 2019-04-04
ANNUAL REPORT 2018-01-24
ANNUAL REPORT 2017-03-17
ANNUAL REPORT 2016-01-25

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Date of last update: 02 Jul 2025

Sources: Florida Department of State