CONNER FINANCIAL GROUP LLC 401(K) PLAN
|
2015
|
043734126
|
2016-07-27
|
CONNOR FINANCIAL GROUP LLC
|
2
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Signature of
Role |
Plan administrator |
Date |
2016-07-27 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2016-07-27 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401(K) PLAN
|
2015
|
043734126
|
2016-09-19
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Signature of
Role |
Plan administrator |
Date |
2016-09-19 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2016-09-19 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401(K) PLAN
|
2014
|
043734126
|
2015-07-06
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Signature of
Role |
Plan administrator |
Date |
2015-07-06 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2015-07-06 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401(K) PLAN
|
2013
|
043734126
|
2014-07-14
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Signature of
Role |
Plan administrator |
Date |
2014-07-14 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2014-07-14 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401(K) PLAN
|
2012
|
043734126
|
2013-07-31
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Signature of
Role |
Plan administrator |
Date |
2013-07-31 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-07-31 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401(K) PLAN
|
2011
|
043734126
|
2012-06-07
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Plan administrator’s name and address
Administrator’s EIN |
043734126 |
Plan administrator’s name |
CONNOR FINANCIAL GROUP LLC |
Plan administrator’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480 |
Administrator’s telephone number |
5617131333 |
Signature of
Role |
Plan administrator |
Date |
2012-06-07 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2012-06-07 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401K PLAN
|
2010
|
043734126
|
2011-06-17
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5617131333
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480
|
Plan administrator’s name and address
Administrator’s EIN |
043734126 |
Plan administrator’s name |
CONNOR FINANCIAL GROUP LLC |
Plan administrator’s
address |
8461 LAKE WORTH RD STE 178, WELLINGTON, FL, 334672480 |
Administrator’s telephone number |
5617131333 |
Signature of
Role |
Plan administrator |
Date |
2011-06-17 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2011-06-17 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401 K PLAN
|
2009
|
043734126
|
2010-07-22
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5619971118
|
Plan sponsor’s mailing address |
3200 N MILITARY TR STE 203, BOCA RATAN, FL, 334316371
|
Plan sponsor’s
address |
3200 N MILITARY TR STE 203, BOCA RATAN, FL, 334316371
|
Plan administrator’s name and address
Administrator’s EIN |
043734126 |
Plan administrator’s name |
CONNOR FINANCIAL GROUP LLC |
Plan administrator’s
address |
3200 N MILITARY TR STE 203, BOCA RATAN, FL, 334316371 |
Administrator’s telephone number |
5619971118 |
Number of participants as of the end of the plan year
Active participants |
3 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2010-07-22 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
CONNOR FINANCIAL GROUP LLC 401(K) PLAN
|
2009
|
043734126
|
2010-07-13
|
CONNOR FINANCIAL GROUP LLC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-07-03
|
Business code |
523900
|
Sponsor’s telephone number |
5619971118
|
Plan sponsor’s
address |
8461 LAKE WORTH RD STE 171, WELLINGTON, FL, 334672477
|
Plan administrator’s name and address
Administrator’s EIN |
043734126 |
Plan administrator’s name |
CONNOR FINANCIAL GROUP LLC |
Plan administrator’s
address |
8461 LAKE WORTH RD STE 171, WELLINGTON, FL, 334672477 |
Administrator’s telephone number |
5619971118 |
Signature of
Role |
Plan administrator |
Date |
2010-07-13 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2010-07-13 |
Name of individual signing |
VICTOR CONNOR |
Valid signature |
Filed with authorized/valid electronic signature |
|
|