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  5. UMBACH FINANCIAL GROUP, LLC

UMBACH FINANCIAL GROUP, LLC

Company Details

Entity Name: UMBACH FINANCIAL GROUP, LLC
Jurisdiction: FLORIDA
Filing Type: Florida Limited Liability Co.
Status: Active
Date Filed: 22 Nov 2000 (24 years ago)
Last Event: LC AMENDMENT
Event Date Filed: 25 Feb 2008 (17 years ago)
Document Number: L00000014468
FEI/EIN Number 651059373
Address: 525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL, 33401
Mail Address: 525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL, 33401
ZIP code: 33401
County: Palm Beach
Place of Formation: FLORIDA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2023 651059373 2024-05-28 UMBACH FINANCIAL GROUP, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., STE 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2024-05-28
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2022 651059373 2023-07-10 UMBACH FINANCIAL GROUP, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., STE 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2023-07-10
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2021 651059373 2022-05-31 UMBACH FINANCIAL GROUP, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., STE 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2022-05-31
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2020 651059373 2021-06-08 UMBACH FINANCIAL GROUP, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2021-06-08
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2019 651059373 2020-06-30 UMBACH FINANCIAL GROUP, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2020-06-30
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2019 651059373 2020-06-24 UMBACH FINANCIAL GROUP, LLC 13
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2020-06-24
Name of individual signing GIZA7498
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2018 651059373 2019-07-19 UMBACH FINANCIAL GROUP, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2019-07-19
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2017 651059373 2018-07-31 UMBACH FINANCIAL GROUP, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2018-07-31
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2016 651059373 2017-06-21 UMBACH FINANCIAL GROUP, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2017-06-21
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature
UMBACH FINANCIAL GROUP, LLC 401(K) PLAN 2015 651059373 2016-07-13 UMBACH FINANCIAL GROUP, LLC 14
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 531110
Sponsor’s telephone number 5618059825
Plan sponsor’s address 525 SOUTH FLAGLER DR., ST 100, WEST PALM BEACH, FL, 33401

Signature of
Role Plan administrator
Date 2016-07-13
Name of individual signing GIGI IZA
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
UMBACH JOSEPH A Agent 525 SOUTH FLAGLER DRIVE, WEST PALM BEACH, FL, 33401

Managing Member

Name Role
ROCKLAND FINANCIAL FUND, LLC Managing Member

Fictitious Names

Registration Number Fictitious Name Status Filed Date Expiration Date Cancellation Date Mailing Address
G20000020294 UFG ACTIVE 2020-02-14 2025-12-31 No data 525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL, 33401

Events

Event Type Filed Date Value Description
CHANGE OF PRINCIPAL ADDRESS 2011-02-04 525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL 33401 No data
REGISTERED AGENT ADDRESS CHANGED 2011-02-04 525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL 33401 No data
CHANGE OF MAILING ADDRESS 2011-02-04 525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL 33401 No data
LC AMENDMENT 2008-02-25 No data No data
CANCEL ADM DISS/REV 2007-10-05 No data No data
ADMIN DISSOLUTION FOR ANNUAL REPORT 2007-09-14 No data No data
LC AMENDMENT AND NAME CHANGE 2006-01-13 UMBACH FINANCIAL GROUP, LLC No data

Documents

Name Date
ANNUAL REPORT 2024-04-10
ANNUAL REPORT 2023-02-02
ANNUAL REPORT 2022-02-17
ANNUAL REPORT 2021-03-02
ANNUAL REPORT 2020-01-29
ANNUAL REPORT 2019-03-04
ANNUAL REPORT 2018-03-16
ANNUAL REPORT 2017-04-06
ANNUAL REPORT 2016-04-11
ANNUAL REPORT 2015-03-11

Related by officers

UMBACH JOSEPH A

BESTHEDGE, INC. FUNDING CAPITAL GROUP, LLC DUNBAR FUNDING, LLC E P MANAGEMENT, LLC BLUE TREE 525, LLC NASIBA LLC PERLON LLC SANDRIHAM LLC BRYONA LLC GLYNDA LLC

Related by address

525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL, 33401

EMPIRE PARTICIPATION LLC F&E DEBT LLC WHITE ROCK DEBT LLC WHITE ROCK EQUITY LLC SC IBIZA, LLC CROSSROADS DEBT LLC PALM VILLAGE REALTY LLC SOFIA FUND LLC UNPR, LLC UMBACH TRADING, LLC

525 SOUTH FLAGLER DRIVE, SUITE 100, WEST PALM BEACH, FL, 33401

EMPIRE PARTICIPATION LLC F&E DEBT LLC WHITE ROCK DEBT LLC WHITE ROCK EQUITY LLC SC IBIZA, LLC CROSSROADS DEBT LLC PALM VILLAGE REALTY LLC SOFIA FUND LLC UNPR, LLC UMBACH TRADING, LLC

Date of last update: 03 Feb 2025

Sources: Florida Department of State

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