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COMPLIANCE ASSOCIATES, INC. - Florida Company Profile

Company Details

Entity Name: COMPLIANCE ASSOCIATES, INC.
Jurisdiction: FLORIDA
Filing Type: Foreign Profit
Status: Inactive

The business entity is inactive. This status may signal operational issues or voluntary closure, raising concerns about the business's ability to repay loans and requiring careful risk assessment by lenders.

Date Filed: 10 May 1999 (26 years ago)
Date of dissolution: 21 Sep 2001 (23 years ago)
Last Event: REVOKED FOR ANNUAL REPORT
Event Date Filed: 21 Sep 2001 (23 years ago)
Document Number: F99000002437
FEI/EIN Number 911956740

Federal Employer Identification (FEI) Number assigned by the IRS.
Address: 316 WILDWOOD ROAD, COUNCIL BLUFFS, IA, 51503
Mail Address: 316 WILDWOOD ROAD, COUNCIL BLUFFS, IA, 51503
Place of Formation: IOWA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2016 232942398 2017-04-18 COMPLIANCE ASSOCIATES, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2017-04-18
Name of individual signing JOANNE FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2016 232942398 2017-07-08 COMPLIANCE ASSOCIATES, INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Sponsor’s telephone number 2392230458
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2017-07-08
Name of individual signing JOANNE FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2015 232942398 2016-08-03 COMPLIANCE ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2014 232942398 2015-05-06 COMPLIANCE ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2015-05-06
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2013 232942398 2014-04-08 COMPLIANCE ASSOCIATES, INC. 3
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2014-04-08
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2013 232942398 2014-07-29 COMPLIANCE ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2014-07-29
Name of individual signing FRANK HARRISON
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2012 232942398 2013-03-06 COMPLIANCE ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2013-03-06
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES, INC. 401(K) PLAN 2011 232942398 2012-04-10 COMPLIANCE ASSOCIATES, INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Plan administrator’s name and address
Administrator’s EIN 232942398
Plan administrator’s name COMPLIANCE ASSOCIATES, INC.
Plan administrator’s address 340 SW 29TH AVE, CAPE CORAL, FL, 33991

Signature of
Role Plan administrator
Date 2012-04-10
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES INC 401K PLAN 2010 232942398 2011-06-24 COMPLIANCE ASSOCIATES INC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Sponsor’s telephone number 2392230348
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 339911115

Plan administrator’s name and address
Administrator’s EIN 232942398
Plan administrator’s name COMPLIANCE ASSOCIATES INC
Plan administrator’s address 340 SW 29TH AVE, CAPE CORAL, FL, 339911115
Administrator’s telephone number 2392230348

Signature of
Role Plan administrator
Date 2011-06-24
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-06-24
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
COMPLIANCE ASSOCIATES INC 401K PLAN 2009 232942398 2010-06-30 COMPLIANCE ASSOCIATES INC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 541990
Sponsor’s telephone number 2392230348
Plan sponsor’s address 340 SW 29TH AVE, CAPE CORAL, FL, 339911115

Plan administrator’s name and address
Administrator’s EIN 232942398
Plan administrator’s name COMPLIANCE ASSOCIATES INC
Plan administrator’s address 340 SW 29TH AVE, CAPE CORAL, FL, 339911115
Administrator’s telephone number 2392230348

Signature of
Role Plan administrator
Date 2010-06-30
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-06-30
Name of individual signing WILLIAM FERROLI
Valid signature Filed with authorized/valid electronic signature

Key Officers & Management

Name Role Address
CHRISTOFFERSON ED Vice President 316 WILDWOOD ROAD, COUNCIL BLUFFS, IA
CHRISTOFFERSON ED Treasurer 316 WILDWOOD ROAD, COUNCIL BLUFFS, IA
CHRISTOFFERSON ED Director 316 WILDWOOD ROAD, COUNCIL BLUFFS, IA
PALENZUELA MARIA Agent 987 WEST 33RD STREET, HIALEAH, FL, 33012
THORDSON LINDA PCSD 316 WILDWOOD ROAD, COUNCIL BLUFFS, IA

Events

Event Type Filed Date Value Description
REVOKED FOR ANNUAL REPORT 2001-09-21 - -

Documents

Name Date
ANNUAL REPORT 2000-05-17
Foreign Profit 1999-05-10

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
6949398409 2021-02-11 0455 PPS 1242 SW Pine Island Rd Ste 42-263, Cape Coral, FL, 33991-2120
Loan Status Date 2021-09-25
Loan Status Paid in Full
Loan Maturity in Months 60
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 22217.5
Loan Approval Amount (current) 22217.5
Undisbursed Amount 0
Franchise Name -
Lender Location ID 225134
Servicing Lender Name Truist Bank
Servicing Lender Address 214 N Tryon St, CHARLOTTE, NC, 28202-1078
Rural or Urban Indicator U
Hubzone N
LMI N
Business Age Description Existing or more than 2 years old
Project Address Cape Coral, LEE, FL, 33991-2120
Project Congressional District FL-19
Number of Employees 2
NAICS code 541990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 225134
Originating Lender Name Truist Bank
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 22326.74
Forgiveness Paid Date 2021-08-27
2541747409 2020-05-06 0455 PPP 1242 SW Pine Island Road, Suite 42-263, Cape Coral, FL, 33991
Loan Status Date 2021-02-20
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 20800
Loan Approval Amount (current) 20800
Undisbursed Amount 0
Franchise Name -
Lender Location ID 225134
Servicing Lender Name Truist Bank
Servicing Lender Address 214 N Tryon St, CHARLOTTE, NC, 28202-1078
Rural or Urban Indicator U
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address Cape Coral, LEE, FL, 33991-0800
Project Congressional District FL-19
Number of Employees 2
NAICS code 541990
Borrower Race Unanswered
Borrower Ethnicity Unknown/NotStated
Business Type Corporation
Originating Lender ID 225134
Originating Lender Name Truist Bank
Originating Lender Address CHARLOTTE, NC
Gender Unanswered
Veteran Unanswered
Forgiveness Amount 20938.09
Forgiveness Paid Date 2021-01-07

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No other companies in our directory share the same address as COMPLIANCE ASSOCIATES, INC.

Date of last update: 02 Mar 2025

Sources: Florida Department of State

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