| Entity Name: | FINRA REGULATION, INC. |
| Jurisdiction: | FLORIDA |
| Filing Type: | Foreign Non-Profit |
| Status: | Active |
| Date Filed: | 15 Dec 1997 (27 years ago) |
| Last Event: | NAME CHANGE AMENDMENT |
| Event Date Filed: | 02 Jan 2008 (17 years ago) |
| Document Number: | F97000006749 |
| FEI/EIN Number | 521959501 |
| Address: | 1700 K Street NW, WASHINGTON, DC, 20006, US |
| Mail Address: | 1700 K Street NW, WASHINGTON, DC, 20006, US |
| Place of Formation: | DELAWARE |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Agent |
| Name | Role | Address |
|---|---|---|
| DIGANCI TODD T | Treasurer | 1700 K Street NW, WASHINGTON, DC, 20006 |
| Name | Role | Address |
|---|---|---|
| ASQUITH MARCIA E | Secretary | 1700 K Street NW, WASHINGTON, DC, 20006 |
| Name | Role | Address |
|---|---|---|
| Roman Derrick A | Director | 1700 K Street NW, WASHINGTON, DC, 20006 |
| Name | Role | Address |
|---|---|---|
| WALSH GERALDINE M | Vice President | 1700 K Street NW, WASHINGTON, DC, 20006 |
| SOKOBIN JONATHAN S | Vice President | 1700 K Street NW, WASHINGTON, DC, 20006 |
| BERRY RICHARD T | Vice President | 1700 K Street NW, WASHINGTON, DC, 20006 |
| Event Type | Filed Date | Value | Description |
|---|---|---|---|
| CHANGE OF PRINCIPAL ADDRESS | 2024-04-04 | 1700 K Street NW, WASHINGTON, DC 20006 | No data |
| CHANGE OF MAILING ADDRESS | 2024-04-04 | 1700 K Street NW, WASHINGTON, DC 20006 | No data |
| REGISTERED AGENT NAME CHANGED | 2015-01-09 | CORPORATION SERVICE COMPANY | No data |
| REGISTERED AGENT ADDRESS CHANGED | 2015-01-09 | 1201 HAYS STREET, TALLAHASSEE, FL 32301-2525 | No data |
| NAME CHANGE AMENDMENT | 2008-01-02 | FINRA REGULATION, INC. | No data |
| Name | Date |
|---|---|
| ANNUAL REPORT | 2024-04-04 |
| ANNUAL REPORT | 2023-04-24 |
| ANNUAL REPORT | 2022-04-28 |
| ANNUAL REPORT | 2021-04-29 |
| ANNUAL REPORT | 2020-02-08 |
| ANNUAL REPORT | 2019-04-29 |
| ANNUAL REPORT | 2018-04-24 |
| ANNUAL REPORT | 2017-04-26 |
| ANNUAL REPORT | 2016-04-29 |
| ANNUAL REPORT | 2015-05-01 |
Date of last update: 03 Feb 2025
Sources: Florida Department of State
