HARBERT FUND ADVISORS, INC.

Branch

Company Details

Entity Name:	HARBERT FUND ADVISORS, INC.
Jurisdiction:	FLORIDA
Filing Type:	Foreign Profit Corporation
Status:	Inactive
Date Filed:	18 Sep 2012 (12 years ago)
Branch of:	HARBERT FUND ADVISORS, INC., ALABAMA (Company Number 000-160-169)
Date of dissolution:	17 Jan 2018 (7 years ago)
Last Event:	WITHDRAWAL
Event Date Filed:	17 Jan 2018 (7 years ago)
Document Number:	F12000003826
FEI/EIN Number	63-1105440
Address:	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203
Mail Address:	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203
Place of Formation:	ALABAMA

Agent

Name	Role
CORPORATION SERVICE COMPANY	Agent

Chief Executive Officer

Name	Role	Address
HARBERT, RAYMOND J	Chief Executive Officer	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Executive Vice President

Name	Role	Address
Miller, Charles D.	Executive Vice President	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203
McCullough, John W.	Executive Vice President	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203
Keeton, Sonja	Executive Vice President	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Global Head of Distribution

Name	Role	Address
Miller, Charles D.	Global Head of Distribution	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

General Counsel

Name	Role	Address
McCullough, John W.	General Counsel	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Secretary

Name	Role	Address
McCullough, John W.	Secretary	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Vice President

Name	Role	Address
Bauder, Michael C.	Vice President	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203
Frazier, Bufkin K.	Vice President	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Chief Compliance Officer

Name	Role	Address
Bauder, Michael C.	Chief Compliance Officer	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Chief Financial Officer

Name	Role	Address
Keeton, Sonja	Chief Financial Officer	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Director of Aviation

Name	Role	Address
Jones, Dennis L.	Director of Aviation	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Chief Pilot

Name	Role	Address
Jones, Dennis L.	Chief Pilot	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Associate General Counsel

Name	Role	Address
Frazier, Bufkin K.	Associate General Counsel	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Advisory Services

Name	Role	Address
Frazier, Bufkin K.	Advisory Services	2100 THIRD AVENUE NORTH SUITE 600, BIRMINGHAM, AL 35203

Events

Event Type	Filed Date	Value	Description
WITHDRAWAL	2018-01-17	No data	No data
REGISTERED AGENT CHANGED	2018-01-17	REGISTERED AGENT REVOKED	No data

Documents

Name	Date
Withdrawal	2018-01-17
ANNUAL REPORT	2017-01-12
ANNUAL REPORT	2016-02-15
ANNUAL REPORT	2015-04-06
ANNUAL REPORT	2014-03-07
ANNUAL REPORT	2013-03-21
Foreign Profit	2012-09-18

Date of last update: 23 Jan 2025

Sources: Florida Department of State