MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Company Details

Entity Name:	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jurisdiction:	FLORIDA
Filing Type:	Foreign Profit
Status:	Active
Date Filed:	02 Jan 1959 (66 years ago)
Document Number:	813294
FEI/EIN Number	135674085
Address:	One Bryant Park, New York, NY, 10036, US
Mail Address:	One Bryant Park, New York, NY, 10036, US
Place of Formation:	DELAWARE

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	1200 S. PINE ISLAND ROAD, PLANTATION, FL, 33324

Director

Name	Role	Address
Levine Aron D	Director	One Bryant Park, New York, NY, 10036
Sabbia Lorna D	Director	One Bryant Park, New York, NY, 10036

Seni

Name	Role	Address
Barth Nathan A	Seni	One Bryant Park, New York, NY, 10036

Secretary

Name	Role	Address
Pryor Elizabeth A	Secretary	One Bryant Park, New York, NY, 10036

Treasurer

Name	Role	Address
Ishii Manami	Treasurer	One Bryant Park, New York, NY, 10036

Chief Executive Officer

Name	Role	Address
Schimpf Eric	Chief Executive Officer	One Bryant Park, New York, NY, 10036

Fictitious Names

Registration Number	Fictitious Name	Status	Filed Date	Expiration Date	Cancellation Date	Mailing Address
G13000095098	MERRILL LYNCH & CO	EXPIRED	2013-09-25	2018-12-31	No data	250 VESEY STREET, 9TH FLOOR, NEW YORK, NY, 10080
G08204900194	MERRILL LYNCH PRODUCTION TECHNOLOGIES	EXPIRED	2008-07-22	2013-12-31	No data	4804 DEER LAKE DRIVE EAST, JACKSONVILLE, FL, 32246

Events

Event Type	Filed Date	Value	Description
MERGER	2022-09-28	No data	CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 300000231143
MERGER	2009-10-22	No data	CORPORATION WAS A MERGER RESULT. TOTAL NUMBER OF QUALIFIED CORPORATION(S) INVOLVED WAS 1. MERGER NUMBER 500000100105

Debts

Document Number	Status	Case Number	Name of Court	Date of Entry	Expiration Date	Amount Due	Plaintiff
J05000051380	LAPSED	2005SC000626	MANATEE COUNTY SMALL CLAIMS	2005-03-22	2010-04-18	$2,475.00	K MICHELE HUGO, POA FOR ELIZABETH HUGO, 3804 SUN EAGLE LANE, BRADENTON, FL 34210

Court Cases

Title

Case Number

Docket Date

Status

MICHAEL KATIN, Appellant(s) v. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, STEVEN KATIN, Appellee(s).

6D2023-3327

2023-08-23

Closed

Classification	NOA Non Final - Circuit Civil - Other
Court	6th District Court of Appeal
Originating Court	Circuit Court for the Twentieth Judicial Circuit, Lee County 22-CA-003339

Parties

Name	MICHAEL KATIN
Role	Appellant
Status	Active
Representations	SUSAN RAFFANELLO, ESQ.

Name	STEVEN KATIN
Role	Appellee
Status	Active
Representations	Andrew Reiss, Katherine Vanessa Ramos-Bigley

Name	HON. JAMES R. SHENKO
Role	Judge/Judicial Officer
Status	Active

Name	KEVIN KARNES, CLERK
Role	Lower Tribunal Clerk
Status	Active

Name	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Role	Appellee
Status	Active
Representations	EMILY Y. ROTTMANN, ESQ, KATHLEEN D. DACKIEWICZ, ESQ., JASON R. BOWYER, ESQ., ANDREW H. REISS, ESQ.

Docket Entries

Docket Date	2024-06-03
Type	Misc. Events
Subtype	West Publishing
Description	West Publishing

Docket Date	2024-05-03
Type	Notice
Subtype	Notice of Appearance
Description	Notice of Appearance
On Behalf Of	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Docket Date	2024-01-12
Type	Brief
Subtype	Reply Brief
Description	Appellant Reply Brief
On Behalf Of	MICHAEL KATIN

Docket Date	2023-12-13
Type	Notice
Subtype	Notice of Agreed Extension of Time
Description	Stipulation for Extension of Time ~ 30 - RB DUE 1/12/24 (LAST REQUEST)
On Behalf Of	MICHAEL KATIN

Docket Date	2023-11-13
Type	Brief
Subtype	Answer Brief
Description	Appellee Answer Brief
On Behalf Of	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Docket Date	2023-10-31
Type	Order
Subtype	Order on Motion For Clarification
Description	Grant Clarification-77 ~ Appellee Merrill Lynch, Pierce, Fenner & Smith, Inc.’s motion for clarification of answer brief deadline is granted to the extent that the answer brief shall be served on or before November 13, 2023.

Docket Date	2023-10-13
Type	Post-Disposition Motions
Subtype	Motion For Clarification
Description	Motion For Clarification ~ MOTION FOR CLARIFICATION OF ANSWER BRIEF DEADLINE
On Behalf Of	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Docket Date	2023-10-12
Type	Brief
Subtype	Amended Initial Brief
Description	Amended Appellant Initial Brief
On Behalf Of	MICHAEL KATIN

Docket Date	2023-09-29
Type	Notice
Subtype	Notice of Agreed Extension of Time
Description	Stipulation for Extension of Time ~ 14- AB DUE 10/20/2023
On Behalf Of	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Docket Date	2023-09-08
Type	Misc. Events
Subtype	Case Filing Fee Paid through Portal
Description	Case Filing Fee Paid through Portal
On Behalf Of	MICHAEL KATIN

Docket Date	2023-09-06
Type	Record
Subtype	Appendix to Initial Brief
Description	Appendix for Initial Brief
On Behalf Of	MICHAEL KATIN

Docket Date	2023-09-06
Type	Brief
Subtype	Initial Brief
Description	Initial Appellant Brief on Merits
On Behalf Of	MICHAEL KATIN

Docket Date	2023-08-25
Type	Order
Subtype	Nonfinal Appeals
Description	nonfinal appeal order for initial brief

Docket Date	2023-08-25
Type	Letter
Subtype	Acknowledgment Letter
Description	Acknowledgment Letter 1

Docket Date	2023-08-23
Type	Notice
Subtype	Notice of Appeal
Description	Notice of Appeal Filed ~ WITH ORDER
On Behalf Of	MICHAEL KATIN

Docket Date	2023-08-23
Type	Misc. Events
Subtype	Fee Status
Description	FP:Fee Paid Through Portal

Docket Date	2024-06-03
Type	Mandate
Subtype	Mandate
Description	Mandate
View	View File

Docket Date	2024-05-07
Type	Disposition by Opinion
Subtype	Affirmed
Description	Affirmed - PCA
View	View File

Docket Date	2023-10-06
Type	Order
Subtype	Amended/Additional Filing(s) Needed
Description	Amended Brief Required ~ The initial brief does not comply with the additional briefingrequirements of this court as set forth in the Sixth District Court of AppealAdministrative Order 23-01. Specifically:1) The initial brief does not contain a statement as to each issuepresented, where in the record on appeal the issue was raised and ruled on;and2) The initial brief does not contain a statement of the basis forjurisdiction in this Court, including the basis for claiming that the judgment ororder appealed from is final.Appellant shall file a corrected brief within ten days from the date of thisorder. AO 23-01 can be accessed at https://6dca.flcourts.gov/Clerk-s-Office/Administrative-Orders.

NICHOLAS PHIPPS WHITE, VS BANK OF AMERICA, N.A., et al.,

3D2022-0530

2022-03-28