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RAYMOND JAMES FINANCIAL, INC. - Florida Company Profile

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Company Details

Entity Name: RAYMOND JAMES FINANCIAL, INC.
Jurisdiction: FLORIDA
Filing Type: Domestic Profit

RAYMOND JAMES FINANCIAL, INC. is structured as a Domestic Profit Corporation, which, in Florida signifies a Profit Corporation (also known as a C-Corporation). This business structure is recognized as a separate legal entity from its owners. This offers shareholders the benefit of limited liability protection, safeguarding their personal assets from the corporation's debts and obligations, and facilitates raising capital through the issuance of stock. In Florida, Domestic Profit Corporations are governed by Title XXXVI, Chapter 607, Florida Statutes – Florida Business Corporation Act.

Status: Active

The business entity is active. This status indicates that the business is currently operating and compliant with state regulations, suggesting a lower risk profile for lenders and potentially better creditworthiness.

Date Filed: 24 Jan 1974 (51 years ago)
Last Event: AMENDMENT
Event Date Filed: 20 May 2022 (3 years ago)
Document Number: 444750
FEI/EIN Number 59-1517485

Federal Employer Identification (FEI) Number assigned by the IRS.

Address: 880 Carillon Parkway, St. Petersburg, FL, 33716, US
Mail Address: 880 Carillon Parkway, St. Petersburg, FL, 33716, US
ZIP code: 33716
City: Saint Petersburg
County: Pinellas
Place of Formation: FLORIDA

Links between entities

Type:
Headquarter of
Company Number:
1170083
State:
KENTUCKY

Key Officers & Management

Name Role Address
Dowdle Jeffrey A Chief Operating Officer 880 Carillon Parkway, St. Petersburg, FL, 33716
Haynes-Morgan TJ Chie 880 Carillon Parkway, St. Petersburg, FL, 33716
Debel Marlene Director 880 Carillon Parkway, St. Petersburg, FL, 33716
LaBarbera Steven D Chie 880 Carillon Parkway, St. Petersburg, FL, 33716
McKibben Gareth Assi 880 Carillon Parkway, St. Petersburg, FL, 33716
Coulter James A Exec 880 Carillon Parkway, St. Petersburg, FL, 33716
CT CORPORATION SYSTEM Agent 1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL, 33324

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0000720005
Phone:
727-567-1000

Latest Filings

Form type:
8-K
File number:
001-09109
Filing date:
2025-06-05
File:
Form type:
4
Filing date:
2025-05-30
File:
Form type:
144
File number:
001-09109
Filing date:
2025-05-29
File:
Form type:
4
Filing date:
2025-05-23
File:
Form type:
3
Filing date:
2025-05-23
File:

Legal Entity Identifier

LEI Number:
RGUZHJ05YTITL6D76949

Registration Details:

Initial Registration Date:
2012-06-06
Next Renewal Date:
2026-02-05
Registration Status:
ISSUED
Validation Source:
FULLY_CORROBORATED

Form 5500 Series

Employer Identification Number (EIN):
591517485
Plan Year:
2009
Sponsors Telephone Number:

Fictitious Names

Registration Number Fictitious Name Status Filed Date Expiration Date Cancellation Date Mailing Address
G12000105687 RAYMOND JAMES ACTIVE 2012-10-31 2027-12-31 - 880 CARILLON PARKWAY, ST. PETERSBURG, FL, 33716

Events

Event Type Filed Date Value Description
CHANGE OF MAILING ADDRESS 2024-04-19 880 Carillon Parkway, St. Petersburg, FL 33716 -
CHANGE OF PRINCIPAL ADDRESS 2024-04-19 880 Carillon Parkway, St. Petersburg, FL 33716 -
AMENDMENT 2022-05-20 - -
AMENDED AND RESTATEDARTICLES 2022-02-28 - -
RESTATED ARTICLES 2008-11-25 - -
REGISTERED AGENT NAME CHANGED 2008-05-01 CT CORPORATION SYSTEM -
REGISTERED AGENT ADDRESS CHANGED 2008-05-01 1200 SOUTH PINE ISLAND ROAD, PLANTATION, FL 33324 -
AMENDMENT 2008-02-15 - -
AMENDMENT 2005-03-25 - -
AMENDED AND RESTATEDARTICLES 2001-03-21 - -

Documents

Name Date
ANNUAL REPORT 2024-04-19
ANNUAL REPORT 2023-02-28
Amendment 2022-05-20
ANNUAL REPORT 2022-04-13
Amended and Restated Articles 2022-02-28
ANNUAL REPORT 2021-04-15
ANNUAL REPORT 2020-05-28
ANNUAL REPORT 2019-03-20
ANNUAL REPORT 2018-04-05
ANNUAL REPORT 2017-04-15

Trademarks

Serial Number:
99221603
Mark:
ADVISORTIME
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-06-06
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
ADVISORTIME

Goods And Services

For:
financial services, namely, providing investment options in the nature of life insurance, mortgages, annuities and private equity funds; financial asset management; banking services; financial custody services, namely, maintaining possession of financial assets for others for financial management pu...
International Classes:
036 - Primary Class
Class Status:
Active
For:
business support services to financial advisors; business support services in the fields of finance and investment; business management and payroll administration and management services; human resource management services, namely, serving as a human resources department for others; financial record...
International Classes:
035 - Primary Class
Class Status:
Active
For:
regulatory compliance consulting in the field of finance and investments.
International Classes:
045 - Primary Class
Class Status:
Active
For:
technical support services, namely, installation, administration, and troubleshooting of web and database applications.
International Classes:
042 - Primary Class
Class Status:
Active
Serial Number:
97778060
Mark:
RAYMOND JAMES INVESTMENT MANAGEMENT
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2023-02-02
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
RAYMOND JAMES INVESTMENT MANAGEMENT

Goods And Services

For:
financial services, namely, providing investment and asset management, providing account status information on a real-time basis, for quotations, trading and other related financial services, and providing financial information by electronic transmission
First Use:
2022-10-03
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
97210859
Mark:
RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2022-01-10
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
RAYMOND JAMES AFFORDABLE HOUSING INVESTMENTS

Goods And Services

For:
financial services, namely, real estate investment services consisting of structuring and managing housing investment and tax credit funds
First Use:
2022-01-04
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
90830160
Mark:
E FOLIO +
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-07-15
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
E FOLIO +

Goods And Services

For:
financial services, namely, providing interactive financial portfolio management and brokerage in the field of securities, stocks, bonds and mutual funds; providing online computer databases for the purpose of conducting research in the fields of securities and financial investments
First Use:
2022-12-05
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
90576100
Mark:
NWPS
Status:
REGISTERED
Mark Type:
SERVICE MARK
Application Filing Date:
2021-03-12
Mark Drawing Type:
Illustration: Drawing or design which also includes word(s)/letter(s)/number(s)
Mark Literal Elements:
NWPS

Goods And Services

For:
financial administration of employee retirement plans; financial services, namely, retirement plan administration, retirement plan structuring, compliance and consulting services, actuarial services, financial reporting services, and organizing pre-paid health and welfare plan services; providing re...
First Use:
2020-08-01
International Classes:
036 - Primary Class
Class Status:
Active
For:
financial investor and investment recordkeeping services, accounting services, and preparing financial reports for others for business purposes, all of the foregoing in the field of retirement plans and health and welfare benefit plans
First Use:
2020-08-01
International Classes:
035 - Primary Class
Class Status:
Active
For:
regulatory compliance consulting in the field of retirement plan administration
First Use:
2020-08-01
International Classes:
045 - Primary Class
Class Status:
Active

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Date of last update: 01 Jul 2025

Sources: Florida Department of State